Talent.com
International Financial Group
Regulatory Compliance & Client Onboarding SpecialistInternational Financial Group • Toronto, Ontario
Regulatory Compliance & Client Onboarding Specialist

Regulatory Compliance & Client Onboarding Specialist

International Financial Group • Toronto, Ontario
30+ days ago
Job type
  • Temporary
Job description

Our client, a leading financial institution, is seeking a Regulatory Compliance & Client Onboarding Specialist for a 6-month contract with strong potential for extension.

This hybrid role requires 3 days per week in office, with occasional additional onsite days based on project needs. The role supports regulatory client outreach, tax form validation, and Capital Markets onboarding, while offering exposure to large-scale global regulatory remediation initiatives.

Responsibilities
  • Conduct end-to-end client onboarding activities for Capital Markets clients, including data collection, validation, and documentation management.
  • Execute tax form investigations, assessments, and regulatory outreach to ensure compliance with global regulatory standards.
  • Collaborate with Front Office, Legal Documentation, Credit, Operations, and external clients to gather and verify required information.
  • Ensure compliance with applicable global regulatory frameworks (e.g., Dodd-Frank, EMIR, MiFID, MAS, HKMA, CSA, ASIC, CIRO).
Must-Have Skills
  • 5-7+ years of experience in Regulatory Compliance, Client Onboarding, Trade Control, Trade Desk Support, or Operations within Capital Markets.
  • Strong understanding of the global regulatory environment, including: Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
  • Experience working with institutional clients (asset managers, pensions, insurance companies, sovereign wealth funds).
  • Strong research, analytical, and documentation capabilities.
  • Technical proficiency and comfort working with new and existing software tools.
  • Expert use of S&P Global / IHS Markit regulatory portals.
Nice-to-Have Skills
  • Knowledge of Retail, Commercial, or Wealth business lines within financial institutions.
  • Experience with data management practices, tools, and methodologies.
Create a job alert for this search

Regulatory Compliance & Client Onboarding Specialist • Toronto, Ontario

Similar jobs

Strategic Compliance Manager Leading AML and Regulatory Initiatives

TransakToronto, ON, CA
Full-time

Advance your career as a Compliance Manager specializing in AML/CFT and regulatory governance.Oversee compliance strategies, suspicious activity oversight, and product advisory to support financial... Show more

 • Promoted

Remote Global Trade Compliance Specialist

Amphenol CTIToronto, ON, CA
Remote
Full-time

A global manufacturing firm is looking for a Customs and Trade Compliance Specialist to manage international trade compliance activities across Canada, the U.The role demands strong skills in tarif... Show more

 • Promoted

Senior Regulatory Business Analyst – Financial Compliance & Systems

Alquemy Search & ConsultingToronto, ON, CA
Full-time

A leading recruitment firm is seeking a Regulatory Business Analyst in Toronto, Ontario.This mid-senior level position requires proven experience in financial services regulatory implementation, st... Show more

 • Promoted

Customs and Trade Compliance Specialist

Amphenol CTIToronto, ON, CA
Full-time

Global – Canada, United States, Mexico, and China.The Customs and Trade Compliance Specialist supports and executes daily international trade compliance activities across a multi-country manufactur... Show more

 • Promoted

Regulatory Compliance Specialist

The Successful InvestorToronto, ON, CA
Full-time

SENIOR REGULATORY COMPLIANCE SPECIALIST, Successful Investor Wealth Management Inc.We are an established wealth management and investment publishing firm with 25+ years of experience in subscriptio... Show more

 • Promoted

Hybrid Compliance Associate - Regulatory & Reporting Focus

Quantum Management Services Ltd.Markham, York Region, CA
Full-time

A financial services company in Markham is seeking an Assistant Compliance Manager to support the Compliance leadership team in managing bank-wide regulatory compliance.This role will oversee compl... Show more

 • Promoted

Senior Associate, Regulatory Reporting

MUFG Investor ServicesToronto, ON, CA
Full-time

MUFG Investor Services is part of the Mitsubishi UFJ Financial Group family and partners with over 480 global investment firms to provide administration, investment services, banking, and fund fina... Show more

 • Promoted

Regulatory Publishing Officer - ProductLife Group

ProductLife Groupnewmarket, on, ca
Full-time

The Publishing Officer will support regulatory submission publishing activities for global markets as part of the Publishing project.The role focuses on the preparation, compilation, and publishing... Show more

 • Promoted

Clinical Regulatory Specialist: Start-up & Compliance

Centricity ResearchToronto, ON, CA
Full-time

A leading clinical research network is hiring a Regulatory Specialist in Toronto, Ontario.This full-time role involves preparing and submitting regulatory documents essential for clinical trials, e... Show more

 • Promoted

CPA for Regulatory Reviews and Compliance

Ontario Securities CommissionToronto, ON, CA
Full-time

Become a key CPA in the Registration Division, conducting compliance reviews to ensure the integrity of Ontario's capital markets.Engage with diverse stakeholders to implement corrective actions ef... Show more

 • Promoted

Senior Management Role Focused on Regulatory Issues and Compliance

ScotiabankToronto, ON, CA
Full-time

Lead the charge in issues management as a Senior Manager focused on audit and regulatory compliance.Ensure streamlined processes for tracking and addressing findings, driving sustainable solutions ... Show more

 • Promoted

Canada Compliance & Risk Lead - Contract

AkkodisToronto, ON, CA
Full-time

A financial services firm in Toronto is looking for a Senior Country Compliance & Operational Risk Manager on a contract basis.This mid-senior level role involves leading compliance within the firm... Show more

 • Promoted

Remote Compliance & AML Leader (Canada)

FlywireToronto, ON, CA
Remote
Full-time

A global payments company is seeking a Compliance Officer / MLRO to lead compliance efforts in Canada.The role entails monitoring regulatory developments, supporting bank interactions, and managing... Show more

 • Promoted

Consultant for Risk and Regulatory Compliance

SiaToronto, ON, CA
Full-time

Shape the future of regulatory compliance as a Senior Consultant focused on Risk Management strategies.Collaborate with stakeholders to implement best practices and drive organizational transformat... Show more

 • Promoted

Compliance Officer, Registrations - Regulatory Licensing Expert

CI FinancialToronto, ON, CA
Full-time

A global financial services firm in Toronto is seeking a dedicated Compliance Officer, Registrations, to join their team.The role involves ensuring compliance with registration processes and provid... Show more

 • Promoted

Senior Manager, Regulatory and Market Compliance

Clearlight Energytoronto, on, ca
Full-time

Clearlight Energy, one of North America’s leading private renewable energy companies, operates more than 5,600 MW across 52 assets consisting of utility-scale solar, wind, battery storage, and rene... Show more

 • Promoted

Finance Manager, Regulatory & Crypto Compliance (Canada)

Crypto.comToronto, ON, CA
Full-time

A prominent cryptocurrency platform is seeking a Finance Manager to enhance its financial operations and reporting amidst rapid growth.This critical role requires expertise in compliance with Canad... Show more

 • Promoted

Regulatory Compliance Manager - iGaming

BettingJobsToronto, ON, CA
Full-time

Lead and develop the Regulatory Compliance team, including training and mentoring.Oversee daily regulatory activities and key projects to ensure online Sportsbook and Casino operations comply with ... Show more

 • Promoted

Payments Contract Manager - Onboarding & Compliance(Remote)

VeemToronto, ON, CA
Remote
Full-time

A leading fintech company is looking for an experienced Contract Manager to support their Payments Compliance program while onboarding partners.This remote role requires expertise in payments compl... Show more

 • Promoted

Contract Manager

VeemToronto, ON, CA
Full-time

Job Title: Contract Manager – Payments Compliance & Partner Onboarding.This role works closely with Legal, Compliance, Risk, and Operations teams to ensure third-party partners are onboarded effici... Show more