Job Description
What is the opportunity? Royal Mutual Funds Inc. (RMFI) Compliance is seeking a passionate, results oriented strategic thinker to join the team as Senior Manager, National Compliance. In this role, you will act as key compliance adviser and work closely with business and functional partners to ensure effective controls are in place in support of RMFI’s compliance program.You will be part of a diverse, dynamic team that collaborates with a range of stakeholders and functions partners to ensure that the activities of mutual fund licensed representatives and financial planners within Royal Bank Canadian Banking.What will you do?Support the Director in providing compliance oversight of securities-licensed and related sales activities within Mutual Fund Distribution, Financial Planning, Private Banking, Advice Centre, and Group Advantage
Provide expert compliance advice by recommending practical solutions, balancing business practices and regulatory risks for business-driven and other compliance-related projects, including digital aspects requiring compliance guidance
Monitor and act on regulatory proposals and rule changes, including participating in internal and industry working groups
Manage key relationships with business and functional partners
Review and update Compliance policies and procedures periodically and as required due to changes to regulatory and/or business requirements
Coordinate RMFI Compliance response to regulatory reviews, internal and external audits
Review escalated issues involving Marketing and Sales Communications compliance reviews
Responsible for developing managing/tracking regulatory issues. Work with the Issue Owners to review and provide effective challenge on controls to mitigate risks.
Expert knowledge of the securities industry
Minimum 10+ years of experience in the financial services industry, with CIRO regulatory compliance, risk and/or audit experience
Ability to converse effectively and diplomatically with individuals at all levels
Innovative self-starter who works well under pressure
University degree in business, finance, or related discipline
Canadian Securities Course or mutual funds licensing courses
Partners, Directors and Senior Officers Course
Conduct and Practices Handbook Course and/or Chief Compliance Officers Qualifying Exam
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Address:
RBC CENTRE, 155 WELLINGTON ST W:TORONTOCity:
TorontoCountry:
CanadaWork hours/week:
37.5Employment Type:
Full timePlatform:
CHIEF LEGAL & ADMIN OFFICE GRPJob Type:
RegularPay Type:
SalariedPosted Date:
2026-07-07Application Deadline:
2026-08-07Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date aboveOur Employment OpportunitiesAt RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.Join our Talent Community
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Senior Manager, National Compliance • TORONTO, Ontario, Canada
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