Talent.com
The Toronto-Dominion Bank (Canada)
Associate Investment Advisor IThe Toronto-Dominion Bank (Canada) • Toronto, Ontario
Associate Investment Advisor I

Associate Investment Advisor I

The Toronto-Dominion Bank (Canada) • Toronto, Ontario
30+ days ago
Job type
  • Full-time
Job description

Description

Are you a dedicated account manager in tune to the needs of high value brokerage clients? Can you provide professional and flawless service delivery in support of your designated Investment Advisor and team of Advisors? Then, the role of Associate Investment Advisor might be the right fit for you.

This roleis responsible forsupporting the lead Investment Advisor (IA) or a team of IAs by acting on their behalf through the delivery of advice and planning support, clientmanagementand business development. In this role, you will provide dedicated investment support to client accounts within the IAs book of business to help them achieve client advisory and business goals.

Furthermore, you will:

  • Manage the client base, understanding the needs of the client and delivering products and services which fit their needs.

  • Providehigh quality investment advice, across the full range of products (registered and non-registered, equities, fixed income, foreign,domesticand more) to ensure full client satisfaction.

  • Demonstrate financial planningexpertiseto produce high quality plans through a well-developed and documented Investment and Wealth Planning process.

  • Solve moderately complex problems, exercisejudgmentand work within broad guidelines to independently perform tasks from end to end, acting as a point of escalation asrequired.

  • Oversee projects or work streams within broader projects and provide mentorship.

  • Refer clients and may collaborate and partner professionally with other TD areas (e.g.TD Canada Trust, TD Commercial Bank, TD Securities)

  • Direct support staff in the professional and personable delivery of client service

  • Assistin the achievement of business goals by dedicatedly attracting,acquiringandretainingcustomers and referrals.

  • Maintain a culture of risk management, adhere to internal policies and procedures.

  • Monitor service quality and productivity; implement continuous improvement.

  • Keep current on emerging trends and keep others informed and up to date on work status, progress.

  • Participate fully as a team member, support a positive professional teamenvironment,and willinglyassist, coach and guide others in the completion and performance of work activities.

Job Requirements

  • Undergraduate Degree or Community College Diploma with over 3 years of experience in working directly with, or in support of, the wealth management needs of clientspreferred.

  • Ability to become licensedwithCanadian InvestmentRegulatory Organization of Canada (CIRO) as a Registered Representative (RR)andmaintainlicense in good standing.

  • Optional: Certified International Wealth Manager (CIWM) designation, Certified Financial Accountant (CFA), Chartered Investment Manager (CIM), or Certified Financial Planner (CFP)

  • Robust conceptual and practical knowledge within an area of expertise and in broader areas

  • Strong communicationskills with ability to build relationships and work confidentially, independently as well as in a team.

.

Who We Are:TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.
Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!Language Requirement (Quebec only):Sans Objet
Create a job alert for this search

Associate Investment Advisor I • Toronto, Ontario

Similar jobs

Investment Associate

Wellington-Altus Private Wealth Inc.Toronto, ON, CA
Part-time

This posting is for an existing vacancy in Wellington-Altus’s Toronto office.Founded in 2017, Wellington-Altus Financial Inc.Wellington-Altus) is the parent company to Wellington-Altus Private Coun... Show more

 • Promoted

Associate, Private Capital

OMERSToronto, ON, CA
Full-time

OMERS Private Capital is looking to add an Associate focused on private equity fund commitments, co-investments, and asset management.The role emphasizes strong analytical skill set, thorough under... Show more

 • Promoted

Dynamic Associate in Investment Operations

Birch Hill Equity PartnersToronto, ON, CA
Full-time

Become an Associate focused on innovative investment operations.Lead deal sourcing, business analysis, and portfolio support while eyeing future promotion opportunities.We seek driven individuals w... Show more

 • Promoted

Asset Management - Internal Client Advisor - Associate

JPMorgan Chase & Co.Toronto, ON, CA
Full-time

Morgan Asset Management, we believe investors deserve a partner they can trust to step up and deliver strong outcomes.From the largest institutional investors around the world to financial advisors... Show more

 • Promoted

Client-Focused Associate at Richardson Wealth

Richardson Wealth LtdToronto, ON, CA
Full-time

Dive into an associate role at Richardson Wealth in Toronto, delivering exceptional client service in financial operations.Your focus will be on supporting Investment Advisors and enhancing client ... Show more

 • Promoted

Investment Advisor Associate

Raymond James Ltd.Toronto, ON, CA
Full-time +1

Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.Senior Financial Ad... Show more

 • Promoted

Investment Advisor

MercorToronto, ON, CA
Part-time

This range is provided by Mercor.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Financial Advisors to collaborate with a top AI research lab.In... Show more

 • Promoted

Associate Director, Investments (Bilingual)

Canada Infrastructure Bank/ Banque de l'infrastructure du CanadaToronto, ON, CA
Full-time

Headquartered in Toronto, the Canada Infrastructure Bank (CIB) is responsible for investing in new infrastructure projects.The CIB’s mission is to work with provincial, territorial, municipal, fede... Show more

 • Promoted

Associate, Investment Finance

Dawson Partners Inc.Toronto, ON, CA
Full-time +1

Position: Associate, Investment Finance (Open-Ended Funds and Structured Products)-[NOC 11101- Financial Analyst].Business and work address: 79 Wellington St W Suite 2100, Toronto, ON M5K 1G8 Canad... Show more

 • Promoted

ScotiaMcLeod Client-Focused Investment Associate

Scotia Wealth ManagementMarkham, ON, CA
Full-time

Advance your career as an Investment Associate at ScotiaMcLeod, where you'll support Wealth Advisors in delivering personalized client services.This is a key role driving business growth and client... Show more

 • Promoted

Investment Advisor Associate

Raymond James FinancialToronto, ON, CA
Full-time

Job Description - Investment Advisor Associate (2600161).At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together.Canada’s leading independent investment dealers... Show more

 • Promoted

Investment Advisor

Ventum FinancialToronto, ON, CA
Full-time

Canadian-owned investment firm managing more than $8 billion in assets with nearly 400 employees across 13 offices nationwide.Founded on trust, experience and ambition, Ventum prioritizes excellenc... Show more

 • Promoted

Senior Associate/Principal - Investment Products

Validus Risk ManagementToronto, ON, CA
Full-time

The role focuses on Business Development for our Investment Solutions and Products within the broader BDCC structure and has a dual reporting to the firm's Chief Investment Officer and Head of Nort... Show more

 • Promoted

Associate for Alternative Investment Structuring

iCapitalToronto
Full-time

Contribute to innovative fund origination strategies as an Associate.Focus on supporting the lifecycle of hedge funds and alternative investment products in a collaborative team setting.This role i... Show more

 • Promoted

Associate Investment Advisor

Hunter MercantileToronto, Ontario, Canada
Full-time

This range is provided by Hunter Mercantile.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Direct message the job poster from Hunter Mercantile... Show more

 • Promoted

Private Client Advisor / Wealth Advisor /Investment Specialist

TalentSphere Staffing SolutionsToronto, ON, CA
Full-time

Private Client Advisor / Wealth Advisor / Investment Specialist.Salary: $180,000 - $250,000 Yr 1 (base plus uncapped commissions and bonus structure, benefits and career growth).Industry: Financial... Show more

 • Promoted

Investment Advisor

Oakbridge Search PartnersToronto
Full-time

Our client is one of Canada’s leading mining-focused investment dealers, a CIRO-regulated boutique with an institutional-grade platform and deep roots in the junior resource sector.The firm provide... Show more

 • Promoted

Investment Funds Inside Sales Associate

Caldwell Investment Management Ltd.Toronto, ON, CA
Full-time

We are looking for an Investment Funds Inside Sales Associate to join our Sales Team.We are seeking job candidates with experience in the investment / mutual fund industry.The successful candidate ... Show more

 • Promoted

Investment Advisor

RBC Dominion SecuritiesToronto, ON, CA
Full-time

As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals while we help you reach yours.If you have dreamed of starting your own business, RBC offers the trai... Show more

 • Promoted

Associate

Richardson Wealth LtdToronto, ON, CA
Full-time

Position Overview: We are seeking an individual who has experience doing financial services work to join one of the leading fast‑paced financial advisory teams in the downtown Toronto office.As an ... Show more