Governance & Controls, and Compliance Analyst Tester
Start / End Dates : 12 / 2 / - 8 / 1 /
Work Location (Tax) : 81 Bay 34th Floor
Job Title : Professional - Professional Exception, Governance and Compliance
Target Start Date : November 25, / / Start is likely to be first week of December
Duration : 8 months (to July 31, )
Remote / Hybrid : 1-2 days onsite / / Every Monday and the first Friday of every month. There may be a conference or townhall that happens quarterly and held on a non-scheduled in-office day.
The resource may need to be onsite for these events as well
Office Location : 81 Bay 34th Floor
Work Schedule (hours per week, start time) : 37.5 Hours / week, 9-5 Monday to Friday / / Start and end time can be adjusted but approved by manager first.
Description :
Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Consultant, PCB Governance & Controls will support the business on effective management of operational and business risks within PCB.
A key aspect of the role is to execute all key control testing activities for PCB in accordance with the Bank's Control Framework and The Bank Control & Deficiency Management Policy.
In addition, the Consultant will have advance knowledge of key controls, control description structure, operational risk taxonomy and understanding of control attributes / metadata.
The incumbent will be a collaborative, hands-on consultant in dealing with key partners on risks, key controls, non-key controls and / or deficiencies related to existing Processes, Policies and other Initiatives.
Must Have Requirement :
- Very strong analytical skills Note to suppliers - Please list examples in matrix how candidates reviewed controls to improve them
- Minimum 5 years of Key control testing experience (different than IT / UAT testing)
- Support creation and update of key and non-key controls
- control descriptions
- test questions
- control attributes / metadata
- Experience with :
Financial Process Controls (FPC / SOX)
Operational Process Controls (OPC)
Regulatory Compliance Management Controls (RCM)
Sustainability testing
- Experience hosting walkthrough meetings with control performers
- Analyze risks, processes, controls and artifacts to assess control design and operating effectiveness
Strong Nice to Haves :
- Work Experience at an accounting firm using FPC / SOX controls
Professional - Professional Exception, Governance and Compliance 81549-1
Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Consultant, PCB Governance & Controls will support the business on effective management of operational and business risks within PCB. The incumbent will be a collaborative, hands-on consultant in dealing ...
Controls Tester - Tech and Operations
Solid understanding of technology and business processes, risks, and controls and associated controls frameworks & best practices ( COBIT, ITIL, COSO, PCI DSS, ISO 27001, 31000). Strong analytical skills with the ability to collect, organize, analyze, and disseminate significant amounts of informati...
Senior Analyst, Risk and SOX Compliance
Planning and executing controls testing for assessing the design and operating effectiveness of internal controls, including coordinating work with the internal controls team, internal stakeholders, external auditors and other third parties. Reporting to the Director, SOX Compliance, this position i...
Manager, Deloitte Global Audit & Assurance, Technology Controls Risk and Compliance
Our Technology Controls - Risk & Compliance Manager provides risk management and support for Global Audit & Assurance (A&A) Products and Solutions that develops and deploys innovative technology products and solutions to Deloitte's A&A business and its clients. Strong project management and communic...
Senior Analyst, Risk and SOX Compliance
Planning and executing controls testing for assessing the design and operating effectiveness of internal controls, including coordinating work with the internal controls team, internal stakeholders, external auditors and other third parties. Perform management testing for SOX engagements based in No...
Analyst, Loans Accounting and Controls - SLC Management
Excellent benefits and wellness programs to support the three pillars of your well-being – mental, physical and financial – including generous vacation and sick time, market-leading maternity, parental and adoption leave top up program, a partially-paid sabbatical program and much more. Analyst will...
IT Audit & Compliance Analyst
Working with various Bond departments to develop audit-able procedures and policies to ensure ongoing compliance while recommending and implementing improved controls and processes. Collaborate with internal teams and work closely with external auditors to ensure SOC 2 controls, policies and process...
Cloud Services - Governance & Compliance
Supports and maintains an effective governance framework that defines the ways and methods governance is implemented, managed, monitored and strengthened in technology. Leads and integrates the execution of oversight/governance activities and is primary contact across multiple jurisdictions and/or b...
AVP, Governance & Controls
Governance and Controls is a diverse and dynamic group of individuals, whose varied talents and experiences enable us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of TD Securities. Act as a specialist owner or repres...
IT Audit Analyst (Risk & Compliance)
This temporary role within the Technology Controls Office (TCO) requires a skilled professional to guide IT processes and control discussions, draft process descriptions, and ensure compliance with standard requirements. We are looking for an experienced IT Audit Analyst specializing in risk and com...