Talent.com
Audit Manager - Wealth Management (CNB)
Audit Manager - Wealth Management (CNB)Royal Bank of Canada • HALIFAX, Nova Scotia, Canada
Audit Manager - Wealth Management (CNB)

Audit Manager - Wealth Management (CNB)

Royal Bank of Canada • HALIFAX, Nova Scotia, Canada
30+ days ago
Job type
  • Full-time
Job description

Job Description

WHAT IS THE OPPORTUNITY?The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Senior Audit Manager / Director and senior management in meetings, presentations, and / or written reports and memorandums. The position will be based out of Toronto / Halifax and will support City National Bank's Internal Audit in providing independent, objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform : Personal and Employee Benefit Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker / Dealer, Investment Banking activities for CNB's Capital Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance, Risk). Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations. WHAT WILL YOU DO?

  • Audit and Assurance General Requirements : Plans, executes and evaluates audit test plans for projects of medium to high complexity with a risk-based audit approach. Assesses risks and controls, designs comprehensive audit programs, executes audit procedures, supervises and reviews the work of others, analyzes and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports and other forms of communication. Manages staff assigned to engagements, and collaborates with other audit groups to effectively plan, integrate and execute audits. Understands operational and wealth management specific risks in order to identify and assess key control activities in business processes. Assesses information security and privacy policies and procedures to identify weaknesses within the business process or activity being audited. Leads and executes continuous monitoring activities periodically for the area assigned. Gathers and evaluates information received from business units and other external / regulatory sources. Ability to multi-task and work in a dynamically changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.
  • Data Analytics and Technology : Discover patterns, insights, trends and anomalies from straightforward analyses, data sets and visualization tools. Execute basic analyses (e.g. descriptive) and create simple visualization using standard tools. Develop requests for advanced analytics by providing detailed and clear questions to the Data Analytics Lead or Data Scientist. Applies advanced analytical techniques to test hypotheses and add insights into audit findings. Understands concepts of data lineage and data stewardship in order to develop effective data analytics that provide the insights.
  • Relationship Building and Client Experience : Supports the Audit Director proactively in their ongoing monitoring and discussions with business management. Continuously builds trusting relationships with Internal Audit peers and business management. Acts as the key contact and responds to inquiries from business throughout the audit process. Challenges others’ thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk management discussions with business leaders. Influences key stakeholders to gain buy-in, overcomes challenges and delivers on high priority initiatives, and draws conclusions or makes recommendations based on audit evidence that may involve ambiguity.
  • Staff Performance and Mentoring : Acts as a role model / mentor to more junior auditors and provides constructive feedback. Enhances and maintains staff morale. Prepares and conducts formal / informal training for less experienced staff members. May participate in interviews and evaluations of new applicants.

WHAT DO YOU NEED TO SUCCEED? Required Qualifications

  • Bachelor's Degree or equivalent
  • Minimum 2-5 years of audit or related experience in banking operations, compliance, and / or risk management activities.
  • Minimum 2 years of experience conducting internal audits within financial institutions and supervising staff.
  • CPA - Certified Public Accountant Or
  • CIA - Certified Internal Auditor Or
  • CFIRS – Certified Fiduciary and Investment Risk Specialist Or
  • CFA - Charter Financial Analyst Or
  • CAMS - Certified Anti-Money Laundering Specialist
  • Job Skills Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented Additional Job Details

    Address :

    20 KING ST W : TORONTO

    City : Toronto

    Country : Canada

    Work hours / week : 37.5

    Employment Type : Full time

    Platform : INTERNAL AUDIT

    Job Type : Regular

    Pay Type : Salaried

    Posted Date : 2025-10-16

    Application Deadline :

    2026-02-23 Note : Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above I nclusion and Equal Opportunity Employment At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

    Join our Talent Community

    Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

    Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

    RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

    Create a job alert for this search

    Audit Manager Wealth Management CNB • HALIFAX, Nova Scotia, Canada

    Similar jobs
    HR Business Partner - American Eagle Outfitters CC

    HR Business Partner - American Eagle Outfitters CC

    American Eagle Outfitters CC • dartmouth, ns, ca
    Full-time +1
    POSITION TITLE : HR Business Partner.Position is based in New York City and will serve as a primary business partner to multiple Corporate Teams across New York Design Center and Pittbsurgh Home Off...Show more
    Last updated: 30+ days ago • Promoted
    Client Partner

    Client Partner

    AEDALSOFT • dartmouth, NS, ca
    Permanent
    Job Title Client Partner – Staffing & Recruitment Solutions Engagement Type Independent Par...Show more
    Last updated: 19 days ago • Promoted
    Human Resources Business Partner - LHH USA

    Human Resources Business Partner - LHH USA

    LHH USA • dartmouth, ns, ca
    Full-time
    LHH is seeking a dedicated People Leader, Corporate, in the Loudoun County, Virginia area.This role involves partnering with managers and leaders to execute people-processes, including pre-boarding...Show more
    Last updated: 30+ days ago • Promoted
    Associate director, M&A (Global role – in a virtual working environment) - Grant Thornton International Ltd

    Associate director, M&A (Global role – in a virtual working environment) - Grant Thornton International Ltd

    Grant Thornton International Ltd • halifax, ns, ca
    Full-time
    Grant Thornton is one of the world’s leading professional services networks with member firms in 150 markets, 80,000 people and global revenues of $8. Member firms offer audit, tax, and advisory ser...Show more
    Last updated: 11 days ago • Promoted
    Accessibility & Inclusion Project Manager

    Accessibility & Inclusion Project Manager

    Sea Change CoLab • nova scotia, NS, ca
    Full-time
    About the Opportunity Sea Change CoLab is seeking a skilled and collaborative Project Manager to support an exciting initiative helping employers across Atlantic Canada ...Show more
    Last updated: 9 days ago • Promoted
    FBA Reimbursements & Fee Audit Lead

    FBA Reimbursements & Fee Audit Lead

    Zazu Digital Talent • dartmouth, ns, ca
    Full-time
    FBA Reimbursements & Fee Audit Lead.Reporting to Head of Supply Chain.Global Amazon Business | Nine Figure Revenue | High Autonomy. I am working with a nine figure ecommerce business that is heavily...Show more
    Last updated: 2 days ago • Promoted
    Product Manager (B2B SaaS / Healthcare AI)

    Product Manager (B2B SaaS / Healthcare AI)

    Ubie • dartmouth, NS, ca
    Full-time
    The Opportunity 🚀 Are you an experienced Product Manager looking to build the future of AI-driven healthcare? Ubie is seeking a Product Manag...Show more
    Last updated: 23 days ago • Promoted
    TCS BaNCS SME - Asset Servicing - LW Consulting

    TCS BaNCS SME - Asset Servicing - LW Consulting

    LW Consulting • dartmouth, ns, ca
    Temporary
    We are looking for a SME to assist with a Canadian bank with their TCS BaNCS implementation.The candidate will have had successful implementation experience paired with strong business operations k...Show more
    Last updated: 6 days ago • Promoted
    Accounting Associate : Growth, Training & Benefits

    Accounting Associate : Growth, Training & Benefits

    Dexter Construction Company Limited • Lower Sackville
    Full-time
    An environmental services company in Lower Sackville, NS, is seeking an Accounting Associate to support accounts payable and receivable functions. The ideal candidate should have a post-secondary ed...Show more
    Last updated: 9 hours ago • Promoted • New!
    Social & Talent Manager

    Social & Talent Manager

    Pophaus • halifax, NS, ca
    Full-time
    Why This Role Exists Pophaus works with fast growing consumer brands where community and creators are not “nice to have.This role owns two c...Show more
    Last updated: 11 days ago • Promoted
    Content Development Manager

    Content Development Manager

    Dynata • halifax, ns, ca
    Full-time
    A sales enablement content manager creates and manages sales collateral like pitch decks, battle cards, and playbooks to support the sales team and drive revenue growth. Key responsibilities include...Show more
    Last updated: 11 days ago • Promoted
    Founder - Loud Solutions

    Founder - Loud Solutions

    Loud Solutions • dartmouth, ns, ca
    Full-time
    Loud has partnered with a well-capitalized, highly active VC deploying capital into AI-driven businesses across large, legacy industries. What’s missing is the right person to steer the ship.We are ...Show more
    Last updated: 23 days ago • Promoted
    Claim Manager - Empire Life

    Claim Manager - Empire Life

    Empire Life • dartmouth, ns, ca
    Full-time +2
    Location : Remote, or if local to an office, hybrid - Kingston, Toronto, or Montreal.The total target compensation (TTC) range, including salary and target bonus, is $55,968 - $98,580.This TTC range...Show more
    Last updated: 30+ days ago • Promoted
    Senior Retention Strategist

    Senior Retention Strategist

    Lilo Social • dartmouth, NS, ca
    Full-time
    About Lilo Social Lilo Social is a full-funnel eCommerce growth agency specializing in acquisition and retention for direct-to-consumer bran...Show more
    Last updated: 6 hours ago • Promoted • New!
    Senior Associate - Relocate to the US

    Senior Associate - Relocate to the US

    Frederick Fox • halifax, ns, ca
    Full-time
    Senior Associates — Relocate to the U.Senior Associates to work directly with CFOs and finance leaders at Fortune 1000 and large private companies. This is true advisory work, not Big 4 audit grind : ...Show more
    Last updated: 14 hours ago • Promoted • New!
    Fundraising Manager

    Fundraising Manager

    SeekersGuidance - The Global Islamic Academy • halifax, ns, ca
    Full-time
    SeekersGuidance is looking for experienced remote fundraisers to actively raise funds for our global mission.This role is for people who know how to. You will focus entirely on fundraising through r...Show more
    Last updated: 14 days ago • Promoted
    Education & Professional Development Associate

    Education & Professional Development Associate

    Embavida - Kerry Wood • dartmouth, ns, ca
    Part-time
    Education & Professional Development Associate.Independant Associate | Flexible Schedule (Full or Part-time).Are you a professional who values growth, learning, and meaningful work, and is looking ...Show more
    Last updated: 6 days ago • Promoted
    CEO & Expansion Strategist Coach – Health & Wellness

    CEO & Expansion Strategist Coach – Health & Wellness

    Stanley House Consulting • halifax, ns, ca
    Full-time
    Employment Type : Full-Time | Remote with Occasional Location Visits.At Stanley House Consulting, we are more than just a consultancy or recruiter, we empower leaders to take the helm.We are at the ...Show more
    Last updated: 16 hours ago • Promoted • New!