Senior Compliance Testing Analyst

About this Position

We are looking for a Senior Compliance Testing Analyst to join our Compliance team.

Salary Range : $65K - $75K

Position Type : Replacement for existing vacancy

Responsibilities and Qualifications

Responsibilities :

• Plan and conduct timely and accurate compliance testing and related monitoring activities based on an established compliance test plan
• Assess results from compliance testing prepare documentation communicate test results and assist with the preparation of appropriate remediation plans and implementation timelines
• Assist in development of annual compliance review test plan
• Prepare formal compliance reports and memos on a regular basis and ad hoc basis
• Assess and confirm with department managers or employees of the legislative and compliance requirements associated with their department(s) and how they correlate to the companys compliance testing
• Collaborate with members of the regulatory compliance team on an ongoing basis to assess and maintain the companys legislative compliance management system such that it properly correlates to the companys monitoring and testing plan
• Ensure appropriate planning testing and working papers are documented retained and filed
• Complete research and analyze applicable legislative and regulatory requirements and recommend updates to the monitoring and testing engagement plan to reflect regulatory changes and support the continued enhancement of the M&T Program
• Perform and document walkthroughs with process owners to assess key business unit operational processes and key compliance related controls
• Perform ad hoc reviews of business practices based on the development of new initiatives and changes to regulatory requirements
• Additional related duties as required

Qualifications :

Please note that the job responsibilities for this role may involve working with all departments of the company and cover all aspects of the business. This position has a wide range of responsibility and could be performed to greater or lesser degrees depending upon the skill set experience and education of the successful candidate. As such the above-noted qualifications may vary as the position evolves.

It has been and will continue to be the policy of Primerica Inc. and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race sex color religious creed religion national origin citizenship status age disability pregnancy ancestry military service or veteran status genetic or carrier status marital status sexual orientation or any classification protected by applicable federal state or local laws.

At Primerica we believe that diversity and inclusion are critical to our future and our mission creating a foundation for a creative workplace that leads to innovation growth and profitability. Through a variety of programs and initiatives we invest in each employee seeking to ensure that our people are not only respected as individuals but also truly valued for their unique perspectives.

Required Experience :

Senior IC

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1

Monthly Salary Salary : 65 - 75