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Compliance officer Jobs in Saint-Constant, QC

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Compliance officer • saint constant qc

Last updated: 1 day ago
  • Promoted
Compliance Officer (Registration Specialist)

Compliance Officer (Registration Specialist)

Societe GeneraleMontreal, Montreal (administrative region), CA
Full-time
Compliance Officer (Registration Specialist).Be among the first 25 applicants.Assist employees in obtaining proper registrations. Work with vendors in procuring training materials and classes for re...Show moreLast updated: 30+ days ago
  • Promoted
Compliance Agent

Compliance Agent

OceanexMontréal, Quebec, Canada
Permanent
We are currently searching for a dynamic Compliance Agent to join our Montreal office.Reporting to the General Manager, Montreal Operations, the Compliance Agent will be responsible for coordinatin...Show moreLast updated: 30+ days ago
Compliance Specialist

Compliance Specialist

Recrute ActionMontreal, Quebec, Canada
Full-time +1
Maximize your regulatory compliance impact within an independent leader in financial services.Key role involving transaction supervision advisor support and regulatory monitoring.Hybrid work enviro...Show moreLast updated: 30+ days ago
  • Promoted
•Compliance Specialist

•Compliance Specialist

Recruit Action inc.Montreal, Montreal (administrative region), CA
Full-time +1
Join to apply for the •Compliance Specialist • role at Recruit Action inc.Maximize your regulatory compliance impact within an independent leader in financial services. Key role involves transaction ...Show moreLast updated: 7 days ago
  • Promoted
Senior Compliance Officer

Senior Compliance Officer

PWL Capital IncMontreal, Montreal (administrative region), CA
Full-time +1
PWL Wealth Management is a premier independent Canadian Wealth Management firm.Canadian based High Net Worth families entrust PWL to manage their investment portfolios on a discretionary basis and ...Show moreLast updated: 10 days ago
  • Promoted
Trade Compliance Specialist

Trade Compliance Specialist

Services de Gestion Quantum LtéeMontréal, Quebec, Canada
Full-time +1
Position : Trade Compliance Specialist Location : Montreal or Bromont, QCSalary : $85,000 - $95,000 CAD + full benefits + long-term growthJob Type : Permanent, full-time, hybrid (3+ days onsite / week)Ow...Show moreLast updated: 30+ days ago
Bilingual Compliance Officer

Bilingual Compliance Officer

Leith Wheeler Investment Counsel Ltd.Montréal, Toronto, or Vancouver (working in EST)
Full-time
Review and approve account opening and updates to KYC information.Monitor and supervision trading activity through Latent Zero Sentinel compliance system. Prepare compliance reports for funds and cl...Show moreLast updated: 30+ days ago
  • Promoted
Director, Compliance Quebec

Director, Compliance Quebec

ScotiabankMontreal, Montreal (administrative region), CA
Full-time
Press Tab to Move to Skip to Content Link.Select how often (in days) to receive an alert : .Join a purpose driven winning team, committed to results, in an inclusive and high‑performing culture.As an...Show moreLast updated: 30+ days ago
internal controls -compliance testing consultant

internal controls -compliance testing consultant

Randstad CanadaMontréal, Quebec, CA
Temporary
Quick Apply
Our client, a leading financial institution, is looking for an internal controls & compliance testing consultant to join their global team. The successful candidate will work in a regulatory env...Show moreLast updated: 30+ days ago
  • Promoted
Regional Specialist - Compliance (Insurance)

Regional Specialist - Compliance (Insurance)

BFL CANADAMontreal, Montreal (administrative region), CA
Full-time
Join our Montreal office as a Regional Specialist – Compliance at BFL CANADA.The role focuses on overseeing compliance across the region, acting as the primary resource for regulatory and complianc...Show moreLast updated: 19 days ago
  • Promoted
Compliance Officer

Compliance Officer

Fed SupplyMontréal, Quebec, Canada
Permanent
I'm Leila Chanteau, Recruitment Consultant at FED Supply, specializing in the recruitment of professionals in logistics and supply chain management. Today, I'm pleased to present an excellent career...Show moreLast updated: 30+ days ago
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Compliance Officer

Compliance Officer

Raymond James FinancialMontreal, Montreal (administrative region), CA
Full-time
Job Description - Compliance Officer (2500731).At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Canada’s leading independent investment dealers offering ...Show moreLast updated: 12 days ago
  • Promoted
Tax Compliance Manager

Tax Compliance Manager

PSB Boisjoli, LLPMount Royal, Montreal (administrative region), CA
Full-time
PSB BOISJOLI is a tight-knit team of approximately 300 professionals and over 30 partners.Our biggest asset is our employees, who are dynamic, talented and ambitious individuals.At our firm, we bel...Show moreLast updated: 30+ days ago
  • Promoted
Compliance Officer (Registration Specialist)

Compliance Officer (Registration Specialist)

SGS Société Générale de Surveillance SAMontreal, Montreal (administrative region), CA
Full-time
The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities across Societe Generale’s operations, reporting on the compliance ...Show moreLast updated: 30+ days ago
Compliance Officer (Communication Surveillance)

Compliance Officer (Communication Surveillance)

Société Générale AssurancesMontreal, Canada
Permanent
Compliance Officer (Communication Surveillance).Compliance Permanent contract Montreal, Quebec, Canada Hybrid Reference 25000LN5 Start date 2025 / 12 / 08 Publication date 2025 / 10 / 21.The Compliance Dep...Show moreLast updated: 30+ days ago
  • Promoted
Compliance Analyst

Compliance Analyst

Infotree Global SolutionsMontreal, Montreal (administrative region), CA
Full-time
Assistant Delivery Manager - US and Canada Staffing (BFSI).Contact : (734) 392-8166 | abbas@infotreeglobal.Trade Surveillance Quality Assurance. Regulators, law enforcement, exchanges, financial inst...Show moreLast updated: 1 day ago
Security & Compliance Officer

Security & Compliance Officer

AkzoNobelDorval, CA
Permanent
Since , we’ve been supplying the innovative paints and coatings that help to color people’s lives and protect what matters most. Our world class portfolio of brands – including Dulux, International,...Show moreLast updated: 8 days ago
  • Promoted
Wealth Compliance Advisor

Wealth Compliance Advisor

Richardson GMP Ltd.Montreal, Montreal (administrative region), CA
Full-time
Posted Friday, November 7, 2025 at 5 : 00 a.As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results.With offi...Show moreLast updated: 23 days ago
Compliance Analyst

Compliance Analyst

Cogir ImmobilierBrossard
Full-time +1
Founded in 1995, Cogir Immobilier manages 6 million square feet of commercial real estate and 43,000 housing units including more than 220 private residences for seniors. The Cogir Foundation suppor...Show moreLast updated: 30+ days ago
Compliance Officer (Registration Specialist)

Compliance Officer (Registration Specialist)

Societe GeneraleMontreal, Montreal (administrative region), CA
30+ days ago
Job type
  • Full-time
Job description

Compliance Officer (Registration Specialist)

Be among the first 25 applicants

Division Description

Reference 25000LN4

Responsibilities

  • Assist employees in obtaining proper registrations.
  • Work with vendors in procuring training materials and classes for registration candidates.
  • Prepare supervisory reporting to line managers and breach reporting to senior management.
  • File various reports with regulators and marketplaces.

Skills and Qualifications

Must Have

  • Minimum of 3 years direct experience in processing FINRA, NFA, SEC and SRO firm and agent regulatory registrations.
  • Proficient in FINRA Gateway and NFA ORS systems.
  • Required : Bachelor’s Degree.
  • Strong office program knowledge, with special emphasis on Excel.
  • Proficiency speaking and writing in English.
  • Nice to Have

  • Minimum 5 years experience in a Bank, Broker Dealer or Futures Commission Merchant environment.
  • Solid understanding of SRO rules for securities and futures licensing.
  • Experience with Investment Advisor registration.
  • Working knowledge of SEC EDGAR.
  • Must be able to work effectively with other compliance officers and partners in the business lines and support functions.
  • Other experience in compliance or legal field is a plus.
  • Ability to multi-task and set priorities.
  • Languages

    French and English. Ability to communicate in English, both orally and in writing, is a requirement as the person in this position will need to collaborate regularly with colleagues and partners in the United States.

    Benefits

    Competitive compensation & benefits offering, including but not limited to :

  • Minimum of 20 Vacation days + 4 personal days
  • Supportive Maternity, paternity, parental and adoption leave policy
  • Health spending ($2,000 / year) and personal spending ($1,000 / year) accounts with 75+ eligible reimbursement categories (health, training, electronics etc.)
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program to you and your immediate family
  • Various Employee Resource Groups (ERG) to engage with such as Pride and Allies, American Women Network, Black Leadership Network, One planet, etc.
  • Culture of continuous development by encouraging our employees various training programs (online training and coaching platform such as Coursera, GoFluent, Pluralsight, First Finance, and others)
  • Business Insight

    At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit, and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate.

    For more information about our Culture and Conduct initiatives, please visit https : / / americas.societegenerale.com / en / careers / get-know-culture / .

    Diversity & Inclusion

    Our Diversity & Inclusion Mission : Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.

    Vision

  • Engaged workforce that is demographically diverse in a way that reflects the communities in which we operate
  • Inclusive culture and workplace that recognizes employees' unique needs and utilizes their diverse talents
  • Engage our community and marketplace, and position the organization to meet the needs of all its clients
  • For more information about our D&I initiatives, please visit https : / / americas.societegenerale.com / en / societe-generale-about / diversity-and-inclusion / .

    Hybrid Work Environment

    Societe Generale offers a hybrid work arrangement that offers employees the flexibility to work remotely, as well as on-site, in order to promote interaction and collaboration with colleagues while adhering to all SG standard protocols. Hybrid work arrangements vary based on business area. The applicable Business lines will determine and communicate the work arrangements that best meet their business needs.

    Equal Opportunity Employer

    Societe Generale is an equal opportunity employer and we are proud to make diversity a strength for our company. We are committed to recognizing and promoting the talents and achievements of our employees and staff, regardless of race, religion, color, national origin, sex, disability, age, gender, sexual orientation, and any other characteristic or status protected under applicable law. We strive to write our postings as inclusively as possible. If, however, one gender is used alone in this display, it designates persons of all gender identities.

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