Compliance officer Jobs in Montreal, QC
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Compliance officer • montreal qc
Last updated: 1 day ago
Work Environment : Hybrid - In Office on Thursdays.Reviewing and analyzing daily Tier 2 transactions and non-transaction operations.
Analyzing and performing a monthly review of account statements.Ad...Show moreLast updated: 1 day ago
We are currently searching for a dynamic Compliance Agent to join our Montreal office.Reporting to the General Manager, Montreal Operations, the Compliance Agent will be responsible for coordinatin...Show moreLast updated: 13 days ago
Supports the business / group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.
AML, compliance, regulatory, etc.Contributes to a s...Show moreLast updated: 30+ days ago
Securian Canada maintains high ethical market conduct standards of our distribution channels.You will conduct desk and on-site reviews of contracted agencies and their advisors according to applica...Show moreLast updated: 6 days ago
The Production Compliance Support role is responsible for ensuring that all products produced meet established quality standards and comply with regulatory requirements.
This position plays a critic...Show moreLast updated: 4 days ago
Are you a detail-oriented professional with experience in data entry and bookkeeping? Do you have strong communication skills and enjoy working in a team environment? If so, this opportunity with o...Show moreLast updated: 26 days ago
What it's all about : As the Safety & Compliance Officer, you will work closely with management, drivers, dispatch and other departments to ensure the safe, continual operation of our fleet and e...Show moreLast updated: 4 days ago
Position : Compliance Manager Location : MontrealSalary : Up to $135K per year (based on experience)Perks : Full benefits + RRSPSummer vacation planned? No problem! Summer time off guaranteed!Our clien...Show moreLast updated: 20 days ago
A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Co...Show moreLast updated: 30+ days ago
At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection.
We are seeking a dedicated C...Show moreLast updated: 30+ days ago
Quality Assurance & Compliance MonitoringOfficer – Civil Division.Are you looking for a work environment where you can innovate, reach greater heights, and collaborate with experts from a wide rang...Show moreLast updated: 30+ days ago
Founded in 2001, Fed Finance specializes in temporary and permanent recruitment for the accounting and finance professions.
Our consultants are all experts and speak your language.We are committed t...Show moreLast updated: 28 days ago
Founded in 1995, Cogir Immobilier manages 6 million square feet of commercial real estate and 43,000 housing units including more than 220 private residences for seniors.
The Cogir Foundation suppor...Show moreLast updated: 30+ days ago
Compliance Officer
IA Financial GroupMontreal, QuebecPermanent
Canada Branch Compliance Officer
Natixis North America LLCMontreal, Canada, International At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection.
We are seeking a dedicated C...Show moreLast updated: 5 days ago
- Promoted
Compliance Agent
OceanexMontréal, Quebec, CanadaPermanent
CBCO - Centralized Branch Compliance Officer - Bilingual (French / English)
BMOMONTREAL, QC, CANCA$44,500.00–CA$82,500.00 yearly
Full-time +1
- Promoted
Manager Tax Compliance
BRPMontreal, QC, Canada We are looking for a tax compliance manager who will be responsible for BRP's tax compliance for North America and who will ensure the proper functioning of this sector.
In this capacity,you must en...Show moreLast updated: 30+ days ago
Insurance Compliance Analyst
Securian CanadaMontreal, QC, CAQuick Apply
Production Quality Compliance Support
Nature's Touch Inc.Montréal, QC, CANCA$21.00 hourly
Quick Apply
- Promoted
Operations Officer - 4252
Randstad CanadaMontréal, Quebec, CACA$26.00 hourly
Temporary
Quick Apply
- Promoted
SAFETY & COMPLIANCE OFFICER
GTGroupMontréal, Quebec, CanadaPermanent
Compliance Officer (Trade Surveillance)
Société Générale AssurancesMontreal, Canada Compliance Officer (Trade Surveillance).Compliance Permanent contract Montreal, Quebec, Canada Reference 24000MQA Start date Immediately Publication date 2024 / 10 / 04.
Société Générale’s Capital Marke...Show moreLast updated: 30+ days ago
Compliance Manager
Services de Gestion Quantum LtéeMontréal, Quebec, CanadaCA$135,000.00 yearly
Permanent
Compliance Supervisor
NBCMontreal, QuebecCA$83,000.00–CA$90,000.00 yearly
Canada Branch Compliance Officer
NatixisMontrealPermanent
Tax Compliance Manager
Jafferson ConsultingMontréal, CA Responsible for reviewing corporate, partnership and trust tax returns;.Identify planning opportunities and making recommendations to the client to minimize tax compliance exposure;.Work closely wi...Show moreLast updated: 30+ days ago
- Promoted
Portfolio Manager
Staffing In MotionMontreal East, QC, ca We are seeking an Associate Portfolio Manager or Portfolio Manager to complement our team.As a small firm, we place great emphasis on finding a candidate whose personality aligns with our values an...Show moreLast updated: 4 days ago
- Promoted
Quality Assurance and Compliance Monitoring Officer - Civil Division
CAEMontrealCA$50,000.00 yearly
Full-time
- Promoted
Head of Compliance
Crédit Agricole GroupMontreal, Montreal (administrative region), Canada Reporting to the CACIB Americas Chief Compliance Officer, the Head of Compliance CASO will be primarily in charge of deploying and ensuring that the CASO’s compliance framework is in line with loca...Show moreLast updated: 30+ days ago
- Promoted
Compliance Tax Specialist
Fed FinanceMontreal, CanadaFull-time
Compliance Analyst
Cogir ImmobilierBrossardCA$65,000.00–CA$70,000.00 yearly
Full-time
- Promoted
Engineer Officer
Le Groupe Océan inc.Montreal, Canada ARE YOU LOOKING TO JOIN A GREAT COMPANY WHERE YOUR CONTRIBUTION WILL BE RECOGNIZED? READ ON, THIS OFFER IS PERFECT FOR YOU! We are actively seeking an Engineer Officer to carry out operations and m...Show moreLast updated: 17 days ago
Compliance Officer
IA Financial GroupMontreal, Quebec1 day ago
Job type
- Permanent
Job descriptionAdvanced knowledge of French due to reviewing and responding to correspondence from internal and external stakeholders on a daily basis. 2-3 years or more directly relevant investment industry experience with a CIRO member firm, preferably within a compliance related role The Canadian Securities Course, Conduct & Practices Handbook Course, Investment Dealer Supervisor Course & Knowledge of the securities industry (an asset) Licensed CIRO Supervisor Knowledge of CIRO Policies and Procedures Knowledge of AML (Anti-Money Laundering) Policies Basic knowledge of the securities market regulatory framework Analytical skills Organization and prioritization skills Proficient in MS Office (Outlook, Word, Access, Excel, PowerPoint) College diploma (DEC in Quebec) or University degree / 5 or more years relevant industry experience
Description
Sector : iA Private Wealth
Location : Toronto or Montreal
Language : French & English
Work Environment : Hybrid - In Office on Thursdays
Your Day to Day
- Reviewing and analyzing daily Tier 2 transactions and non-transaction operations
- Analyzing and performing a monthly review of account statements
- Advising branch managers when updates are required, or documents are missing
- Responding to various email requests made to the Compliance Department
- Providing compliance support to Branch Managers & other business divisions
- Reviewing Sales Communications for Advisory Network
- Validating the qualifications of Accredited Investors
- Approving Outside Activities for Advisory Network
- Participating in various supervision related tasks and ad hoc projects
- Keeping abreast of changes in regulatory requirements and industry updates from relevant regulatory bodies to ensure that the organization is consistently compliant.
- Fostering a culture of compliance within the organization, working closely with internal teams to promote awareness and understanding of compliance standards for retail accounts
- Providing training and on-going assistance to new hired Compliance Officers
What You Have