Compliance manager Jobs in Scarborough, ON
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Compliance manager • scarborough on
Last updated: 21 hours ago
Venture outside the ordinary - TMX Careers • •The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations...Show moreLast updated: 26 days ago
Questrade Financial Group (QFG), through its companies - Questrade, Inc.Questrade Wealth Management Inc.Community Trust Company, Zolo, and Flexiti Financial Inc.
Questrade uses cutting-edge technolo...Show moreLast updated: 26 days ago
Be among the first 25 applicants.At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, whe...Show moreLast updated: 25 days ago
EBC thinks outside the box and deploys all its know-how to carry out major infrastructure projects : bridges, roads, highways, tunnels, marine installations.
Our ability to meet deadlines and budgets...Show moreLast updated: 30+ days ago
The Global Economic Sanctions (GES) team is a unique function within the Financial Crimes Unit that provides support to Global AML Compliance teams and Business Units at an enterprise level for Can...Show moreLast updated: 21 days ago
Relay is building the all-in-one, collaborative money management platform for employer SMBs and their finance function, delivering a human-centric customer experience.
Our mission is to increase the...Show moreLast updated: 26 days ago
With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty programs, and innovative products, i...Show moreLast updated: 30+ days ago
Amphenol is one of the largest manufacturers of interconnect products globally.We design, manufacture, and market electrical, electronic, and fiber optic connectors, coaxial and flat-ribbon cables,...Show moreLast updated: 22 days ago
About Questrade Financial Group.Questrade Financial Group (QFG), through its companies—Questrade, Inc.Questrade Wealth Management Inc.
Community Trust Company, Zolo, and Flexiti Financial Inc.QFG us...Show moreLast updated: 30+ days ago
At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to gro...Show moreLast updated: 30+ days ago
Bay Street (93021), Canada, Toronto, Toronto, Ontario,.Our Capital One Compliance Team.Yes, we’re a credit card company.We’re driven by what our customers want, and how to make their lives simpler....Show moreLast updated: 30+ days ago
Amphenol Communications Solutions (ACS), a division of Amphenol Corporation, is a world leader in interconnect solutions for Communications, Mobile, RF, Optics, and Commercial electronics markets.A...Show moreLast updated: 21 hours ago
You will be working on a pre-defined hybrid schedule as part of Fidelitys dynamic working arrangement.Current work authorization for Canada is required for all openings.
At Fidelity weve been helpin...Show moreLast updated: 30+ days ago
Real (Nasdaq : REAX) is a publicly traded fast-growing global real estate brokerage powered by technology and driven by people.
Since our founding in 2014 weve been reimagining the residential real e...Show moreLast updated: 30+ days ago
We are seeking a regulatory compliance leader to join our team and ensure Snaplii operates in full alignment with Canadian and U.
This role will manage licensing and compliance requirements, support...Show moreLast updated: 30+ days ago
Please note that we will never request payment or bank account information at any stage of the recruitment process.As we continue to grow our teams, we urge you to be cautious of fraudulent job pos...Show moreLast updated: 18 days ago
Join to apply for the Compliance Manager role at Monks.Please note that we will never request payment or bank account information at any stage of the recruitment process.
As we continue to grow our ...Show moreLast updated: 6 days ago
Beacon Software is a permanent capital holding company which acquires and grows essential businesses.We are a profitable series B+ firm that combines great technologists, operators and M&A professi...Show moreLast updated: 30+ days ago
Regulatory Compliance Manager page is loaded## Regulatory Compliance Managerlocations : Toronto - Headquarterstime type : Full timeposted on : Posted 5 Days Agojob requisition id : JR100307 • •WH...Show moreLast updated: 18 days ago
- Promoted
Manager, Compliance
TMX GroupToronto, ON, CAFull-time
- Promoted
Compliance Manager
FlexitiToronto, ON, CAFull-time
- Promoted
Manager, Compliance
CI FinancialToronto, ON, CAFull-time
- Promoted
Environmental Compliance Manager
EBCToronto, ON, CAFull-time
- Promoted
Manager, Sanctions Compliance
RBCToronto, ON, CAFull-time
- Promoted
Compliance Manager
RelayToronto, ON, CAFull-time
- Promoted
Compliance Manager
OTT Financial GroupToronto, ON, CAFull-time
- Promoted
Audit / Compliance Manager
Amphenol TCSMarkham, ON, CanadaFull-time
- Promoted
Compliance Manager
Questrade Financial GroupToronto, ON, CAFull-time
- Promoted
Manager, Compliance
CI Financial Corp.Toronto, ON, CanadaFull-time
- Promoted
Manager, Compliance
Capital OneToronto, ON, CAFull-time
- Promoted
- New!
Audit / Compliance Manager
Amphenol Communications SolutionsMarkham, York Region, CAFull-time
Manager Investment Compliance
Fidelity InternationalToronto, Ontario, CanadaFull-time
Compliance Manager (Canada)
RealToronto, Ontario, CanadaFull-time
- Promoted
Sr. Compliance Manager
SnapliiToronto, ON, CAFull-time
- Promoted
Compliance Manager
Monks Associates IncToronto, ON, CAFull-time
- Promoted
Compliance Manager
MonksToronto, ON, CAFull-time
- Promoted
Compliance Manager
Beacon SoftwareToronto, ON, CAPermanent
- Promoted
Regulatory Compliance Manager
HomEquity BankToronto, ON, CAFull-time
- Markham, ON (from $ 112,500 to $ 179,890 year)
- Oakville, ON (from $ 120,000 to $ 175,932 year)
- Burlington, ON (from $ 100,620 to $ 175,652 year)
- Old toronto, ON (from $ 110,575 to $ 175,500 year)
- Burnaby, BC (from $ 93,850 to $ 175,500 year)
- Toronto, ON (from $ 110,000 to $ 175,500 year)
- Surrey, BC (from $ 125,000 to $ 175,500 year)
- Calgary, AB (from $ 102,375 to $ 175,500 year)
- Thunder Bay, ON (from $ 125,000 to $ 175,500 year)
- North Vancouver, BC (from $ 105,261 to $ 175,484 year)
Manager, Compliance
TMX GroupToronto, ON, CA26 days ago
Job type
- Full-time
Job descriptionVenture outside the ordinary - TMX Careers The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into action, advancing global economic growth, and propelling progress. Through a rich exchange of ideas, meaningful collaboration, and a nimble operating model, we're powering some of the nation's most critical systems, fueling capital formation and innovation, bringing increased opportunity to business visionaries, product ingenuity to consumers, and career exploration to our team.Reporting directly to the Chief Compliance Officer, TSX Trust,the Manager, Compliance will be responsible for supporting the Chief Compliance Officer, TSX Trust in executing their mandate, and will be responsible for managing assigned programs and / or processes. This role is hybrid (2 - 3 days / week in the office) - based in Toronto, ON. Key Accountabilities : Provide guidance and advisory to Business on new and existing compliance issues and related policies and procedures. Monitor compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada) and other AML laws and regulations. Assisting Management in developing and implementing an assessment of inherent ML / TF risks. Supporting the CAMLO with escalated ML / TF risks and client risk assessments. Supporting the development and execution of independent second-line testing of key regulatory controls. Assisting with day-to-day AML guidance to operational areas on the application of AML / OSFI compliance requirements. Prepare formal and informal compliance reports and other communications to the business units and board reporting material, on a regular or ad hoc basis as required. Provide guidance and advisory on matters related to materiality and compliance risk for any new or modified outsourcing or third party arrangements. Provide guidance and lead in the identification, implementation, and maintenance of the company’s privacy policies and procedures. Manage escalated regulatory complaints, including privacy related complaints. Supporting the CCO with escalated privacy risks and impact assessments. Tracking and monitoring issues and actions, as assigned. Assist with special projects, or investigations, as required. Ongoing monitoring of the performance of compliance programs and related activities on a continuing basis, taking appropriate steps to improve their effectiveness. Must have(s) : Undergraduate degree, preferably in business, finance or law ACAMS, CFCS or equivalent certifications. IAPP, CIPPC / C or equivalent certifications. 5+ years progressive experience in Compliance; Experience in an OSFI regulated environment required. Expert working knowledge of compliance legislation including but not limited to Anti-Money Laundering, Privacy, OSFI Guidelines and related best practices. Strong working knowledge of the securities transfer regulations (US and Canadian industry standards). Strong working knowledge of privacy risk management (Federal and provincial). Working knowledge of other application regulatory or legal requirements including but not limited to provincial Unclaimed Property. Proven ability to prioritize and juggle competing priorities; Ability to apply judgment in decision-making without complete information; Capacity for detail, critical thinking and decision making skills; Strong presentation, written and verbal communication skills; Strong interpersonal skills with the ability to interact across all leadership levels and with participant organizations and regulatory bodies; Ability to work independently and in a team environment; Excellent process & project management skills. In the market for… Excitement Explore emerging technology and innovation, as well as ventures and digital finance that shape the future of global markets! Experience the movement of the market while grounded in the stability of close to 200 years of success. Connection With site hubs in some of the world’s most multicultural cities, we leverage our size and structure to create rich connections and belonging while experiencing powerful global impact through our work. Impact More than a platform, we use our talents to power mission-critical systems that drive global economic advancement, innovation, and growth. As well, our employee-led Team Impact spreads social good via our giving strategy. Wellness From empathetic leadership to a culture of flexibility and balance, we believe wellness at work creates the maximum yield and a stronger “we”. Plus, with a cloud-first and hybrid workstyle, as well as generous time-off and leaves, we support a life well lived! Growth From a growth mindset in our work, to expansion in our business, TMX is home to action-takers energized by the achievement of ambitious growth. Please note that our company is not currently sponsoring work permit applications and the applicant must be authorized to work in the country where this position is located. TMX is committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide accommodations for applicants and employees who require it
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