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Compliance manager Jobs in Montreal, QC

Last updated: 3 days ago
  • Promoted
Compliance Manager

Compliance Manager

Staffing In MotionDowntown Montreal East, QC, ca
Full-time
We are looking for a key contributor to join our compliance team as a.Canada’s longest standing fee-only providers of integrated wealth management services to high-net-worth families.Canadian famil...Show moreLast updated: 9 days ago
Manager- Internal Audit and compliance

Manager- Internal Audit and compliance

GardaWorld CashMontréal, Quebec
Full-time +1
Quick Apply
Manager- Internal Audit and compliance.Ready to be part of the GardaWorld Cash team?.GardaWorld Cash, a company with an entrepreneurial culture and operating in an international context, is looking...Show moreLast updated: 5 days ago
  • Promoted
Compliance Specialist

Compliance Specialist

Recrute ActionMontreal, Quebec, Canada
CA$45.00–CA$55.00 hourly
This role is for our clients in the mining and metals industry supporting their Ethics and Compliance (E&C) team in managing and implementing the Ethics and Compliance Program across Canada and...Show moreLast updated: 30+ days ago
Manager- Internal Audit and compliance

Manager- Internal Audit and compliance

GardaWorldMontréal, Quebec, CA
Full-time +1
Manager- Internal Audit and compliance.Ready to be part of the GardaWorld Cash team?.GardaWorld Cash, a company with an entrepreneurial culture and operating in an international context, is looking...Show moreLast updated: 6 days ago
Manager / Senior Manager, Governance, Risk and Compliance Services

Manager / Senior Manager, Governance, Risk and Compliance Services

KPMG-CanadaMontreal, Quebec, Canada
Full-time
At KPMG, you'll join a team of diverse and dedicated problem solvers, connected by a common cause : turning insight into opportunity for clients and communities around the world.KPMG's Advisory Serv...Show moreLast updated: 30+ days ago
Manager / Senior Manager, Governance, Risk and Compliance Services

Manager / Senior Manager, Governance, Risk and Compliance Services

KPMGMontreal, Quebec, Canada
Full-time
At KPMG, you'll join a team of diverse and dedicated problem solvers, connected by a common cause : turning insight into opportunity for clients and communities around the world.KPMG's Advisory Serv...Show moreLast updated: 3 days ago
Risk, Compliance and Security Manager (CISO) [#4742]

Risk, Compliance and Security Manager (CISO) [#4742]

AlteoMontreal, QC
Permanent
Alteo is looking for a Risk, Compliance and Security Manager (CISO) for a permanent position based in Montreal.Your main role will be to define the strategic axes and objectives in terms of informa...Show moreLast updated: 30+ days ago
Compliance Manager

Compliance Manager

Patty Shapirosaint-laurent
CA$45.00–CA$60.00 hourly
Full-time
Industry Sector : Fashion and Apparel.Our client, currently has an opening for an experienced.If you have the knowledge, the expertise and the WILLINGNESS to take your career to the next level then ...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

Eminence Talent GroupMontreal, QC, Canada
CA$120,000.00 yearly
Remote
Full-time
Quick Apply
Join a cutting-edge digital finance company at the forefront of the cryptocurrency exchange market.Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide...Show moreLast updated: 30+ days ago
Compliance Supervisor

Compliance Supervisor

NBCMontreal, Quebec
CA$83,000.00–CA$90,000.00 yearly
A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Co...Show moreLast updated: 30+ days ago
Tax Compliance Manager

Tax Compliance Manager

Jafferson ConsultingMontréal, CA
Responsible for reviewing corporate, partnership and trust tax returns;.Identify planning opportunities and making recommendations to the client to minimize tax compliance exposure;.Work closely wi...Show moreLast updated: 30+ days ago
Environmental Compliance Project Manager

Environmental Compliance Project Manager

StantecSaint-laurent, QC
Full-time
Environmental Compliance Project Manager - ( 240002HY ).Are you considering for a new challenge in the environmental field, and are you looking for an engineering firm where you can carry out respo...Show moreLast updated: 27 days ago
Compliance Analyst

Compliance Analyst

Securian CanadaMontreal, QC, CA
Full-time
Quick Apply
Securian Canada maintains high ethical market conduct standards of our distribution channels.You will conduct desk and on-site reviews of contracted agencies and their advisors according to applica...Show moreLast updated: 18 days ago
Manager SOX Itgc Compliance

Manager SOX Itgc Compliance

BRPMontreal, QC
CA$44.00 hourly
YOU'LL HAVE THE OPPORTUNITY TO : .Lead the SAP Security SOX compliance team.Coordinate SOX audit activities with and support various I&T teams responsible for ITGCs. Lead SOX engagements and review wo...Show moreLast updated: 30+ days ago
Senior Manager Governance, Risk & Compliance (GRC)

Senior Manager Governance, Risk & Compliance (GRC)

CNMontreal, QC
CA$100,000.00–CA$150,000.00 yearly
At CN, we work together to move our company—and North America—forward.Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion.From enterprise arch...Show moreLast updated: 30+ days ago
Bilingual Compliance Manager, Group Benefits

Bilingual Compliance Manager, Group Benefits

ManulifeMontreal, Quebec
CA$55.00 hourly
Full-time
The Bilingual Compliance Manager will provide ongoing support to our Group Benefits business.Responsibilities will include handling inquiries and questions from our business partners, providing sup...Show moreLast updated: 30+ days ago
Financial Reporting & Tax Compliance, Manager

Financial Reporting & Tax Compliance, Manager

PwCMontreal
CA$65.00 hourly
Full-time
SummaryA career in our Financial and Tax Reporting practice, within PwC Private, will provide you with the opportunity to help private companies to resolve their tax issues and to help them manage ...Show moreLast updated: 30+ days ago
Compliance Analyst

Compliance Analyst

Cogir ImmobilierBrossard
CA$65,000.00–CA$70,000.00 yearly
Full-time
Founded in 1995, Cogir Immobilier manages 6 million square feet of commercial real estate and 43,000 housing units including more than 220 private residences for seniors. The Cogir Foundation suppor...Show moreLast updated: 30+ days ago
Compliance Manager

Compliance Manager

Staffing In MotionDowntown Montreal East, QC, ca
9 days ago
Job type
  • Full-time
Job description

Compliance Manager

We are looking for a key contributor to join our compliance team as a

Compliance Manager   based in our Montreal office.

Who we are :

We are   one of Canada’s longest standing fee-only providers of integrated wealth management services to high-net-worth families.     Since 1979,

our   team   of   trusted   professionals   brings together, under one roof, tax, accounting and f inancial planning   advice   at the deepest level , investment management and estate planning with family governance services to help successful Canadian families build and preserve their legacies.   We are proud to have earned the rank of Trusted Advisor with our clients and to be a leader in the industry.

Who our clients are :

Our experience and technical knowledge make us best suited to service clients with multiple needs, holding $2M and more in liquid assets, as well as Family Office clients with assets ranging from $20M to $200M.

What we are looking for :

A key professional who will report directly to the CCO and will be responsible for the daily implementation of compliance policies and procedures, ensuring that all investment activities align with client investment policies and applicable legislation.     The ideal candidate will be adept at navigating the challenges posed by the constantly evolving laws, regulations and industry guidelines.

Responsibilities

  • Review and update the Investment Management Department’s policies, procedures and communications and participate in the drafting of various reports, including quarterly reports
  • Supervise the work of the Compliance Associate
  • Prepare training material and deliver to the IM Team
  • Help identify key performers and monitor them
  • Perform various compliance and monitor functions related to portfolio management
  • Audit work performed by the back-office IM team
  • Conduct periodic audits of compliance system processes to ensure they are being followed
  • Assist the IM Team in the interpretation and implementation of regulatory requirements
  • Capture and analyze new Bills and new regulations to inform the parties concerned of upcoming changes, while supporting them in the implementation of these changes
  • Analyze Investment Counsellors’ LinkedIn, Instagram and other social media to ensure compliance with our Social Media Policy.

Competencies

  • Strong organizational skills, autonomous and detailed oriented
  • Strong relationship management skills
  • Excellent communication skills (written and verbal) in both English and French
  • Self-starter and team player, able to work independently and collaboratively with various teams in a deadline-focused environment
  • Ability to be proactive and communicate change in a fast-paced industry
  • Passion and knowledge about legislation regarding ethics, integrity, and the fight against corruption
  • Interest in continual learning and self-development
  • Education and Experience

  • Good standing of the Quebec Bar or the bar of another Canadian province; or any other appropriate training.
  • Canadian Securities Course (CSC)
  • A minimum of 5 years of relevant experience in Compliance at an AMF regulated portfolio manager
  • Proficient with NDEX an asset
  • Proficient with Microsoft Office Suite
  • Staff management of 2 or more employees
  • Bilingual (English / French), ability to communicate well in English is required due to the employee communication needs across Canada.
  • Remuneration

  • Base salary + bonus / profit share
  • Full Health and RRSP program
  • Wellness / Vacation / Personal Time Off policies
  • Hybrid work environment