Chief compliance officer Jobs in Scarborough, ON
Last updated: 1 day ago
Peakhill Capital is a commercial real estate capital provider with mortgage investments across all real estate asset classes in Canada.
Our equity platform, Peakhill Equity Partners, is an opportuni...Show moreLast updated: 5 days ago
From startup to scaleup, we help founders get there.At Growth Partners our team of startup finance experts have supported 75+ ambitious startups with their growth.
We specialize in supporting startu...Show moreLast updated: 1 day ago
Garden River First Nation Educational Unit.Garden River First Nation Educational Unit will be responsible for the application, screening and hiring process.
Garden River First Nation Education Unit ...Show moreLast updated: 1 day ago
Our client, a private equity-backed roll-up in the waste management and recycling space, is seeking an experienced Chief Operating Officer to oversee and enhance their growth and operational perfor...Show moreLast updated: 3 days ago
Through our innovative products and our engaged community, we are empowering people everywhere to be unapologetically free.
Launched in 2013, we are one of the fastest-growing intimate apparel brand...Show moreLast updated: 5 days ago
Start Date : Initial term of February 17 to May 17, 2025, with possibility of further extension.Regular Work Hours : FULL TIME WORK HOURS – 7 work hours per day, not including 60-minute unpaid lunch...Show moreLast updated: 1 day ago
A career at Hitachi Rail will help create a legacy.With operations in every corner of the world, our work goes to the cutting-edge of digital transformation and technology.From the multi-cultural s...Show moreLast updated: 3 days ago
Caldwell has been exclusively retained by a leading global financial institution to recruit a Chief Compliance Officer for their Canadian operations based in Toronto.
Reporting functionally to the C...Show moreLast updated: 30+ days ago
Vice President and Chief Compliance Officer.HomeEquity Bank is a Schedule 1 Canadian chartered bank and the leading national provider of reverse mortgages, with a growing portfolio.As the only bank...Show moreLast updated: 7 days ago
The VP & Chief Compliance Officer ("CCO") is accountable for the design, implementation and operation of the organization's Regulatory Compliance Management Framework and associated compliance fram...Show moreLast updated: 30+ days ago
Current job opportunities are posted here as they become available.Conscience Medicines Network is a Canadian not-for-profit corporation affiliated with the Structural Genomics Consortium whose pur...Show moreLast updated: 5 days ago
Canada, one of the most desired immigration destinations in the world today.Our philosophy is simple : We listen to our clients, listening to and learning their goals.Show moreLast updated: 9 days ago
The VP & Chief Compliance Officer (“CCO”) is accountable for the design, implementation and operation of the organization’s Regulatory Compliance Management Framework and associated compliance fram...Show moreLast updated: 30+ days ago
We are seeking an experienced COO to join one of our coolest clients! With operations across the world and aggressive growth planned- this is an amazing time to join them.The ideal candidate will h...Show moreLast updated: 16 days ago
Experience : 3 years to less than 5 years.Information technology (IT) consulting.Allocate material, human and financial resources to implement organizational policies and programs.Authorize and orga...Show moreLast updated: 2 days ago
- Promoted
Chief Compliance Officer
Peakhill CapitalToronto, ON, CanadaFull-time
- Promoted
Chief Financial Officer
Growth PartnersToronto, ON, CanadaFull-time
- Promoted
Chief Operating Officer
nugget.aiToronto, ON, CanadaCA$350,000.00–CA$400,000.00 yearly
Full-time
- Promoted
Chief Operating Officer
ML6 Search + Talent AdvisoryToronto, ON, CanadaFull-time
- Promoted
Chief People Officer
KnixOld Toronto, ON, CanadaFull-time
Financial Compliance Officer
Marberg Staffing Ltd.Toronto, OntarioFull-time +1
Quick Apply
- Promoted
Intermediate System Design Specialist
Hitachi Vantara CorporationToronto, ON, CanadaFull-time
Chief Compliance Officer
The Counsel NetworkToronto, ON, CACA$31.00 hourly
- Promoted
Vice President and Chief Compliance Officer
HomeEquity BankOld Toronto, ON, CanadaFull-time
VP & Chief Compliance Officer
AlternaToronto, ONserp_jobs.job_card.currency_salary_dayly
- Promoted
Chief Executive Officer
ConscienceToronto, ON, CanadaFull-time
- Promoted
Chief Financial Officer
Kanset Services Inc.Toronto, ON, CanadaFull-time
VP & Chief Compliance Officer
Alterna SavingsToronto, ON, CAserp_jobs.job_card.currency_salary_dayly
Full-time
- Promoted
Chief Operating Officer
COREcruitment LtdToronto, ON, CanadaCA$200,000.00–CA$230,000.00 yearly
Full-time
chief executive officer (CEO) - goods production, utilities, transportation and construction
Boreal Tech Labs.Toronto, ON, CACA$60.00 hourly
Full-time +1
Chief Compliance Officer
Peakhill CapitalToronto, ON, Canada5 days ago
Job type
- Full-time
Job descriptionMinimum of 5 years of experience in a compliance role within the financial services industry, preferably investment management industry, with at least 2 years in a senior compliance position Strong knowledge of North American securities industry’s regulatory compliance practices, procedures and principles applicable to securities legislation and regulation Bachelor’s degree in Law, Finance, Business Administration, or a related field; Recognized compliance certificate or equivalent preferred. In-depth knowledge of Canadian securities laws, Detailed knowledge of consumer protection regulations and related marketing and advertising guidelines. Proven track record of developing and implementing effective compliance programs Strong analytical, problem-solving, and decision-making skills Excellent communication and interpersonal skills Ability to work independently and as part of a team High level of integrity and ethical standards Medical Benefits Dental Coverage Therapy / Counselling Health and Wellness Spending Account RRSP Employee Matching
Peakhill Capital is a commercial real estate capital provider with mortgage investments across all real estate asset classes in Canada. Our equity platform, Peakhill Equity Partners, is an opportunistic equity platform focused on investments in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel / Chief Compliance Officer to join our executive team. This is a new, dual role. The GC / CCO will be responsible for overseeing and managing the compliance functions of the firm, ensuring adherence to regulatory requirements, and maintaining the highest standards of ethical conduct.
- Lead the design, implementation, and monitoring of the Company’s compliance program to ensure compliance with all North American legal and regulatory, requirements Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
- Review and approve investors’ KYC forms, Subscription Agreements, AML and suitability documents, and ensure reporting to demonstrate compliance is produceable.
- Supervise registered individuals, leading all aspects of registration and jurisdiction categories.
- Monitor registered individuals for KYC, KYP, and suitability compliance with clients.
- Preparation and filing of applicable regulatory forms and filings for the firm and its products.
- Participate in product reviews, monitor KYP obligations, and provide training.
- Assist in implementing and enhancing enterprise risk management frameworks, compliance risk management framework and operational risk management framework
- Oversee training needs and helps develop training for employees based on gaps identified through the compliance monitoring and testing.
- Provides advice and guidance to assigned business / group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs.
- Consults on new products, services and automated systems to assist with incorporating compliance requirements into these initiatives.
- Builds effective professional relationships with business group, internal / external stakeholders and trust with regulators.
- Oversee the Company’s application and transition to becoming a registered Investment Fund Manager (IFM) and Portfolio Manager (PM).
- Assist with Corporate, Fund-level and deal-level work.
Qualifications
What’s in it for you?
Peakhill Capital is comprised of a team of dedicated and entrepreneurial individuals. We are committed to creating a work culture that thrives on unity – from company outings to innovative team-building challenges, we believe it is important to create opportunities for the team to work together. Peakhill is committed to ensuring values the well-being of all employees through the following means :