Chief compliance officer Jobs in Etobicoke, ON
Last updated: 7 hours ago
Peakhill Capital is a commercial real estate capital provider with mortgage investments across all real estate asset classes in Canada.
Our equity platform, Peakhill Equity Partners, is an opportuni...Show moreLast updated: 13 days ago
Compliance Manager / Senior Compliance Officer / Compliance OfficerDirect Reporting Line : Managing Director / Compliance Manager • Experience and Educational requirements or similar position.Stro...Show moreLast updated: 2 days ago
We are offering a short term contract employment opportunity for an accomplished Chief Financial Officer (CFO).In this role, you will primarily contribute to the financial operations of our company...Show moreLast updated: 7 hours ago
We are seeking a strategic and experienced Chief Financial Officer (CFO) to join our executive team.The CFO will provide strategic leadership, oversight, and direction in the organization’s financi...Show moreLast updated: 15 days ago
Our client is a cuttingedge platform uses AI to monitor and alert organizations to unfolding critical events globally ensuring teams stay informed as situations evolve.
With their recent raise they...Show moreLast updated: 30+ days ago
President & Chief Executive Officer.Sherbourne is a leading provider of quality health care and transformative support to people facing social, economic, and systemic barriers.Our mission is to be ...Show moreLast updated: 4 days ago
We are seeking a talented individual to join our Legal, Compliance & Public Affairs team at Marsh McLennan.This role can be based in Toronto or Montreal and is a hybrid role that has a requirement ...Show moreLast updated: 2 days ago
CleanTech Education and EdTech Government (Municipal State / Provincial and Federal) Health and MedTech Healthcare and Wellness Legal NotForProfit and Public Accounting.
We are committed to building a...Show moreLast updated: 30+ days ago
Our client, a private equity-backed roll-up in the waste management and recycling space, is seeking an experienced Chief Operating Officer to oversee and enhance their growth and operational perfor...Show moreLast updated: 11 days ago
Company business address : 1655 Dupont Street, Suite 101, Toronto, Ontario, M6P 3T1 The Chief Executive Officer will be responsible for the overall leadership, strategic direction, and growth of the...Show moreLast updated: 7 days ago
Caldwell has been exclusively retained by a leading global financial institution to recruit a Chief Compliance Officer for their Canadian operations based in Toronto.
Reporting functionally to the C...Show moreLast updated: 30+ days ago
The VP & Chief Compliance Officer ("CCO") is accountable for the design, implementation and operation of the organization's Regulatory Compliance Management Framework and associated compliance fram...Show moreLast updated: 30+ days ago
At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to gro...Show moreLast updated: 6 days ago
Current job opportunities are posted here as they become available.Conscience Medicines Network is a Canadian not-for-profit corporation affiliated with the Structural Genomics Consortium whose pur...Show moreLast updated: 13 days ago
RideCo is a venture backed high-tech firm that has achieved product-market fit and is in the scale-up growth phase.We are seeking an experienced Chief Financial Officer (CFO) to join our management...Show moreLast updated: 27 days ago
Our client is a manufacturer, and they are looking to strengthen their executive team with an experienced and analytical Chief Financial Officer.
This is a confidential search, and an NDA will be si...Show moreLast updated: 7 days ago
The VP & Chief Compliance Officer (“CCO”) is accountable for the design, implementation and operation of the organization’s Regulatory Compliance Management Framework and associated compliance fram...Show moreLast updated: 30+ days ago
Riley Farber’s executive search practice is partnering with a growing, Canadian manufacturer of customized products and aftermarket services within the sport facilities, educational establishments ...Show moreLast updated: 2 days ago
- Promoted
Chief Compliance Officer
Peakhill CapitalToronto, ON, CanadaFull-time
- Promoted
Compliance Officer / Compliance Manager
Goldrush Gaming GroupToronto, ON, CanadaFull-time
- Promoted
- New!
CFO - Chief Financial Officer
Robert HalfScarborough, ON, CACA$85.00–CA$95.00 hourly
Temporary
Quick Apply
- Promoted
Chief Financial Officer
Fountain Food and Beverages Ltd. & Dairy Fountain Inc.Mississauga, ON, CanadaFull-time
- Promoted
Chief Revenue Officer
The Leadership AgencyToronto, Ontario, CanadaFull-time
- Promoted
Chief Financial Officer
Sherbourne HealthToronto, ON, CanadaCA$140,000.00–CA$155,000.00 yearly
Full-time +1
- Promoted
Chief Compliance Officer, Marsh and Mercer Canada
Marsh & McLennan CompaniesToronto, ON, CanadaFull-time
- Promoted
Compliance Officer
destinationone ConsultingMississauga, Ontario, CanadaFull-time
- Promoted
Chief Operating Officer
ML6 Search + Talent AdvisoryToronto, ON, CanadaFull-time
- Promoted
Chief Executive Officer
Boreal Tech Labs.Toronto, Ontario, CanadaCA$60.00 hourly
Full-time +1
Chief Compliance Officer
The Counsel NetworkToronto, ON, CACA$31.00 hourly
Full-time +1
VP & Chief Compliance Officer
AlternaToronto, ONserp_jobs.job_card.currency_salary_dayly
Full-time
- Promoted
Compliance Officer
CI FinancialToronto, ON, CanadaFull-time
- Promoted
Chief Executive Officer
ConscienceToronto, ON, CanadaFull-time
- Promoted
Chief Financial Officer
RideCo Inc.Waterloo, Region of Waterloo, CanadaFull-time
- Promoted
Chief Financial Officer
Options Consulting SolutionsToronto, ON, CanadaCA$400,000.00–CA$450,000.00 yearly
Full-time
VP & Chief Compliance Officer
Alterna SavingsToronto, ON, CAserp_jobs.job_card.currency_salary_dayly
Full-time
- Promoted
Chief Financial Officer
B. Riley FarberToronto, ON, CanadaFull-time
Chief Compliance Officer
Peakhill CapitalToronto, ON, Canada13 days ago
Job type
- Full-time
Job descriptionMinimum of 5 years of experience in a compliance role within the financial services industry, preferably investment management industry, with at least 2 years in a senior compliance position Strong knowledge of North American securities industry’s regulatory compliance practices, procedures and principles applicable to securities legislation and regulation Bachelor’s degree in Law, Finance, Business Administration, or a related field; Recognized compliance certificate or equivalent preferred. In-depth knowledge of Canadian securities laws, Detailed knowledge of consumer protection regulations and related marketing and advertising guidelines. Proven track record of developing and implementing effective compliance programs Strong analytical, problem-solving, and decision-making skills Excellent communication and interpersonal skills Ability to work independently and as part of a team High level of integrity and ethical standards Medical Benefits Dental Coverage Therapy / Counselling Health and Wellness Spending Account RRSP Employee Matching
Peakhill Capital is a commercial real estate capital provider with mortgage investments across all real estate asset classes in Canada. Our equity platform, Peakhill Equity Partners, is an opportunistic equity platform focused on investments in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel / Chief Compliance Officer to join our executive team. This is a new, dual role. The GC / CCO will be responsible for overseeing and managing the compliance functions of the firm, ensuring adherence to regulatory requirements, and maintaining the highest standards of ethical conduct.
- Lead the design, implementation, and monitoring of the Company’s compliance program to ensure compliance with all North American legal and regulatory, requirements Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
- Review and approve investors’ KYC forms, Subscription Agreements, AML and suitability documents, and ensure reporting to demonstrate compliance is produceable.
- Supervise registered individuals, leading all aspects of registration and jurisdiction categories.
- Monitor registered individuals for KYC, KYP, and suitability compliance with clients.
- Preparation and filing of applicable regulatory forms and filings for the firm and its products.
- Participate in product reviews, monitor KYP obligations, and provide training.
- Assist in implementing and enhancing enterprise risk management frameworks, compliance risk management framework and operational risk management framework
- Oversee training needs and helps develop training for employees based on gaps identified through the compliance monitoring and testing.
- Provides advice and guidance to assigned business / group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs.
- Consults on new products, services and automated systems to assist with incorporating compliance requirements into these initiatives.
- Builds effective professional relationships with business group, internal / external stakeholders and trust with regulators.
- Oversee the Company’s application and transition to becoming a registered Investment Fund Manager (IFM) and Portfolio Manager (PM).
- Assist with Corporate, Fund-level and deal-level work.
Qualifications
What’s in it for you?
Peakhill Capital is comprised of a team of dedicated and entrepreneurial individuals. We are committed to creating a work culture that thrives on unity – from company outings to innovative team-building challenges, we believe it is important to create opportunities for the team to work together. Peakhill is committed to ensuring values the well-being of all employees through the following means :