Senior Compliance Testing Analyst

Overview

Description Du Poste

Job Description Summary : Reporting to a Manager or Senior Manager within Compliance Testing, the Senior Compliance Testing Analyst executes high-quality governance and oversight for central elements of the Regulatory Compliance Management (RCM) Monitoring and Testing (M&T) program in alignment with methodologies, regulatory expectations, and internal standards. Responsibilities include executing Quality Control Reviews within required timelines, developing and facilitating training on RCM M&T standards and guidelines, completing follow-ups, providing subject matter expertise, escalating issues appropriately, collaborating with partners, identifying process improvements, and maintaining strong documentation practices.

Location and Schedule

Location : Markham, Ontario, Canada

Hours : 37.5

Responsibilities

Monitoring & Testing Execution :

• Execute Quality Control Reviews in accordance with established standards to achieve completion within target timelines
• Assist in the development of RCM Monitoring and Testing standards, guidelines and processes related to RCM M&T
• Develop and facilitate training related to RCM M&T standards, guidelines and processes
• Present objective and independent opinion on the adequacy of RCM M&T coverage in accordance with regulatory and internal requirements
• Develop senior management reporting for RCM M&T coverage
• Coordinate audit and regulatory requests
• Assist in special projects / tasks, as required

Stakeholder Engagement & Reporting :

Process Improvement & Collaboration :

Qualifications / Job Requirements

Note : This description reflects the responsibilities and qualifications of the role and may be subject to change in accordance with TD policy and business needs.

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