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AntiMoney Laundering AML Subject Matter ExperteTeam • Toronto, ON
AntiMoney Laundering AML Subject Matter Expert

AntiMoney Laundering AML Subject Matter Expert

eTeam • Toronto, ON
Il y a 17 heures
Type de contrat
  • Temps plein
Description de poste


Role Name: AntiMoney Laundering AML Subject Matter Expert
Location: Toronto days a week on site, FF interview might be requested

JOB DESCRIPTION:
We are seeking an experienced Anti-Money Laundering (AML) Subject Matter Expert (SME) with strong exposure to Exchange-Traded Funds (ETF) and capital markets operations. The candidate will play a critical role in enhancing AML frameworks, ensuring regulatory compliance, and providing domain expertise across ETF products and related financial transactions.

Key Responsibilities

  • AML & Compliance Expertise
  • Act as the AML SME for ETF products, ensuring alignment with global AML/CTF regulations (, FINTRAC, FATF, SEC, FCA).
  • Strong hands-on Business Systems Analyst (BSA) experience in AML Domain
  • to years hands-on experience in SQL who can write complex queries and Stored procedures
  • Provide expertise on Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) processes specific to ETFs and institutional clients.
  • Support AML risk assessments related to fund flows, trading activity, and investor structures.
  • Identify and escalate suspicious transactions, patterns, and red flags in ETF trading and subscriptions/redemptions.
  • Collaborate with Compliance, Legal, and Risk teams to ensure adherence to AML policies and regulatory requirements.
  • ETF Domain Expertise
  • Demonstrate deep understanding of ETF lifecycle, including creation/redemption processes, authorized participants (APs), and market makers.
  • Analyze ETF transaction flows and liquidity patterns to detect potential AML risks.
  • Support onboarding and monitoring of institutional clients, brokers, and intermediaries involved in ETFs.
  • Monitoring & Investigations
  • Lead or support transaction monitoring and alert investigations related to ETF activities.
  • Develop and refine AML scenarios, rules, and typologies relevant to capital markets and ETFs.
  • Conduct complex investigations and prepare Suspicious Activity Reports (SARs/STRs).
  • Stakeholder Collaboration
  • Engage with technology teams to enhance AML systems and surveillance tools.
  • Work with front-office, middle-office, and operations teams to improve AML controls.
  • Provide guidance and training to teams on AML practices specific to ETFs.
  • Regulatory & Audit Support
  • Support regulatory exams, audits, and compliance reviews.
  • Maintain up-to-date knowledge of AML regulations, ETF regulatory landscape, and emerging risks.
  • Assist in developing and updating AML policies, procedures, and controls
  • Required Qualifications
  • Bachelor’s degree in Finance, Business, Law, or related field.
  • years of experience in AML/compliance within capital markets or asset management.
  • Proven experience working with ETF products or exchange-traded instruments.
  • Strong knowledge of:
  • AML/CTF regulations (FINTRAC, FATF, global frameworks)
  • KYC/CDD/EDD processes
  • Trade surveillance and transaction monitoring systems
  • Experience in AML investigations and SAR/STR filing.
  • Professional certifications preferred: CAMS, CFA, or equivalent.

Preferred Skills

  • Hands-on experience with AML tools (, Actimize, Fircosoft, SAS AML).
  • Understanding of market abuse, insider trading, and financial crime risks in ETFs.
  • Strong analytical and problem-solving skills.
  • Ability to translate regulatory requirements into practical controls and system enhancements.
  • Excellent communication and stakeholder management skills.
  • Key Competencies
  • AML regulatory expertise
  • Capital markets & ETF domain knowledge
  • Risk assessment & investigation
  • Data analysis & monitoring
  • Stakeholder collaboration
  • Process improvement mindset
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AntiMoney Laundering AML Subject Matter Expert • Toronto, ON

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