Legal Counsel, Regulatory Affairs

Description

of Role

Provide legal and regulatory support to our equities exchanges (TSX, TSXV and Alpha) and partner with business to achieve desired outcomes

Act as key legal adviser for new initiatives related to our equities trading and data businesses, including design and implementation of new or modifications to existing businesses, products and services

Advise internal stakeholders of the legal / regulatory risks for new initiatives and develop strategies, in collaboration with stakeholders, to mitigate or manage such risks

Provide clear actionable recommendations supported by thoughtful analysis on legal, regulatory issues with adequate consideration of broader business considerations

Be actively involved in all aspects of the board and regulatory approval process for changes to exchange rules and fees and new product offerings

Cultivate strong working relationships with the staff of key regulators

Build and maintain expertise in evolving policy developments, regulatory requirements or expectations in Canada and other jurisdictions applicable to our equities exchanges and the securities industry generally, and advise internal stakeholders to support strong compliance and maintenance of best practices

Assist with advocacy in areas of regulatory reform, including drafting responses to requests for comment on proposals that may affect TMX Group businesses, with input from the relevant stakeholders

Requirements

Member of law society in any province of Canada in good standing

3-7 years legal experience in securities, corporate and / or commercial with a reputable company or top tier law firm

Experience as a securities lawyer and strong understanding of securities regulation is an asset

Interest in equities trading, capital markets, new regulatory developments and financial innovation

Strong advocacy skills, and the ability to succinctly explain complex matters to audiences with varying degrees of background information

Understands how to work effectively within a broader enterprise with overarching priorities

Contributes to a culture of high performance, accountability and inclusivity

Strong attention to detail, but also the ability to remain focused on the big picture

Recognizes the importance of understanding client needs and giving intelligent, thoughtful and practical advice

Ability to take on responsibilities autonomously and to manage numerous priorities optimally

Thrive in constantly changing environment

Self-starter but also team-oriented

Excellent analytical and communication skills

Result-oriented and commercially astute

In the market for…

Excitement - Explore emerging technology and innovation, as well as ventures and digital finance that shape the future of global markets! Experience the movement of the market while grounded in the stability of close to 200 years of success.

Connection - With site hubs in some of the world’s most multicultural cities, we leverage our size and structure to create rich connections and belonging while experiencing powerful global impact through our work.

Impact - More than a platform, we use our talents to power mission-critical systems that drive global economic advancement, innovation, and growth. As well, our employee-led spreads social good via our giving strategy.

Wellness - From empathetic leadership to a culture of flexibility and balance, we believe wellness at work creates the maximum yield and a stronger “we”. Plus, with a cloud-first and hybrid workstyle, as well as generous time-off and leaves, we support a life well lived!

Growth - From a growth mindset in our work, to expansion in our business, TMX is home to action-takers energized by the achievement of ambitious growth.

Ready to enrich your career with impactful work, leaders who truly care, and the flexibility and programs to help you thrive as part of #TeamTMX ? Apply now.

TMX is committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide accommodations for applicants and employees who require it.