Compliance Analyst (Intermediate to Senior) - 9706

Compliance Analyst (Intermediate / Senior)

Overview

We are seeking an experienced Compliance Analyst to join a growing compliance team within a well-established insurance organization. This newly created role offers a unique opportunity to build and lead internal quality assurance initiatives while gaining exposure across a wide range of business areas. It’s ideal for a compliance professional who is ready to take the next step in their career and contribute to an evolving, collaborative function.

Key Responsibilities

• Develop and lead an internal compliance quality assurance (QA) review program across various business units (, underwriting, claims, IT, accounting)
• Conduct spot checks and compliance assessments; identify risks and recommend enhancements
• Collaborate with internal stakeholders to monitor compliance with industry regulations and internal policies
• Support the ongoing development and administration of the Compliance Management System
• Assist in managing responses to regulatory inquiries, audits, and investigations
• Mentor junior compliance team members and contribute to departmental knowledge-sharing
• Help implement and maintain policies and procedures that support compliance initiatives
• Participate in licensing oversight and ensure distribution practices meet regulatory standards

About You

Why Join

DGA Careers has been proudly serving the Canadian insurance industry for over 30 years, specializing in providing insurance recruiting services to major insurers, insurance brokerage firms and independent adjusting firms. With offices in Toronto, Vancouver, Montreal, Edmonton, and Calgary, DGA Careers is well positioned to conduct searches with a national scope. Our unrivalled professional network across Canada provides us with the ability to reach vital key influencers and passive candidates nationally.