Talent.com
Compliance Officer
Compliance OfficerSkyline Group of Companies • Oakville, ON, Canada
Compliance Officer

Compliance Officer

Skyline Group of Companies • Oakville, ON, Canada
Il y a plus de 30 jours
Type de contrat
  • Temps plein
Description de poste

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer.

Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our office in Oakville, ON and will report to the Chief Compliance Officer.

Compensation: Starting at $65,000.00 annually plus bonus.

What you will be doing:

  • Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
  • Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhered to.
  • Monitor compliance and individuals acting on its behalf, with applicable securities legislation.
  • Perform all trade reviews.
  • Monitor KYC/KYP suitability and other rules by reviewing applications and trade activity.
  • Maintain registration for the firm and its registrants.
  • Assist with departmental and enterprise initiatives as required.

What we look for:

  • Strong oral and written communication skills in English.
  • Problem solving skills necessary to resolve routine and non-routine compliance issues.
  • A positive attitude! You can handle any problem with optimism.
  • Minimum 2 years compliance and/or investment experience with an exempt market dealer.
  • Completed Canadian Securities Course, Exempt Market Proficiency Course or equivalent, or in progress of completion.

Why you want to work here:

  • You get a thrill from staying organized and details are your “thing”.
  • You believe in following the rules and mistakes never get by you.
  • You get excited about providing superior customer service and from knowing that you positively impact people’s lives every day.
  • Being that person who can see the problems before they happen (think the matrix) and use good judgment and innovation to solve it is your specialty.
  • You want to work for a company that supports work-life balance and truly cares that you are happy.
  • Working for a growing company that supports environmental stewardship and social responsibilities is a must for you. Learn more about our sustainability commitments .

Skyline is a capital management company that acquires, develops, and manages real estate properties and clean energy assets, and offers them as private alternative investment products.

We offer our employees competitive pay, benefits, paid volunteer day, on-going training, growth potential and so much more. Our workplace culture empowers staff at all levels to become involved in supporting and building vibrant communities.

Créer une alerte emploi pour cette recherche

Compliance Officer • Oakville, ON, Canada

Offres similaires

Remote Compliance Officer for AI Research (Contract)

MercorMississauga, Peel Region, CA
Télétravail
Temps plein

A leading AI research organization is seeking a compliance officer to work remotely.The ideal candidate will have over 4 years of experience and strong written communication skills.Responsibilities...Voir plus

 • Offre sponsorisée

Wealth Management Branch Ops & Compliance Lead

Richardson WealthBurlington, Halton Region, CA
Temps plein

A leading Canadian wealth management firm in Burlington is seeking an Assistant Branch Manager to manage branch operations and advisor support while ensuring compliance.This role requires strong in...Voir plus

 • Offre sponsorisée

Bilingual Transfer Officer Driving Compliance and Excellence in Banking

ScotiabankMississauga
Temps plein

Join the Investment Support team as a Bilingual Transfer Officer, committed to delivering outstanding client service while adhering to compliance.Leverage your bilingual capabilities to strengthen ...Voir plus

 • Offre sponsorisée

Chief Compliance Officer

Bellwether Investment Management Inc.Oakville, Canada
Temps plein

Reporting to the CEO and working closely with executive leadership in both Canada and the U.Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the ...Voir plus

 • Offre sponsorisée

Compliance Officer

Altis Recruitmentmississauga, on, ca
Temps plein

Toronto, Ontario | Hybrid (Flexible with 1–2 days on-site per week, open to outside the GTA).Bilingual (English/French – written and spoken strong asset).Yes, including reference and employment ver...Voir plus

 • Offre sponsorisée

Compliance Consultant for Advisors and Distribution Operations

Canada LifeMississauga, Peel Region, CA
Temps plein

Drive compliance and risk improvement as an Advisor & Distribution Assessment Consultant.Proactively support and educate distribution partners on maintaining regulatory standards and strong busines...Voir plus

 • Offre sponsorisée

Senior Compliance Officer – Fintech & Regulatory Risk - C$65,000 - C$75,000 A Year

Embark Student Corp.Mississauga, Canada
Temps plein

Senior Compliance Officer needed to ensure regulatory adherence and support business practices.Requires 3-5 years of compliance experience.Voir plus

 • Offre sponsorisée

Data Privacy & Security Compliance Officer - $41 - $45 An Hour

Aliant ResourcesMississauga, Canada
Temps plein

The Data Privacy & Security Compliance Officer will lead compliance and privacy assurance for digital transformation programs, focusing on data protection and governance.Voir plus

 • Offre sponsorisée

Finance Private Tutoring Jobs Dunnville

SuperprofDunnville, Canada
Temps plein +1

Superprof is Canada's #1 tutoring platform, and we're actively recruiting passionate tutors! Whether you're a student, a professional, or simply someone who loves teaching, join the largest communi...Voir plus

 • Offre sponsorisée

Compliance Officer

The Skyline Group of CompaniesOakville, ON, CA
Temps plein
Quick Apply

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer.Skyline Wealth Management, a division of the Skyline...Voir plus

Compliance and Operations Officer

Sightline Wealth Managementmississauga, on, ca
Temps plein

About Sightline Wealth Management.Sightline Wealth Management is an independent wealth management firm serving individuals, families, and foundations.As a member of CIRO, we are committed to delive...Voir plus

 • Offre sponsorisée

Remote Compliance Lead for Servicing & Collections

AffirmMississauga, Peel Region, CA
Télétravail
Temps plein

A leading credit solutions company is seeking a Compliance Lead to oversee compliance with applicable regulations such as FCRA and FDCPA.Responsibilities include identifying compliance issues, prov...Voir plus

 • Offre sponsorisée

Chief Legal & Compliance Officer - Canada

Kyowa Kirin, Inc.- U.S.Mississauga, Canada
Temps plein

A global pharmaceutical company in Mississauga is seeking a Legal & Compliance Head to manage operations in Canada.The role requires strong expertise in Canadian laws, overseeing legal and complian...Voir plus

 • Offre sponsorisée

Senior Compliance Officer

Harbourfront Wealth ManagementBurlington, Halton Region, CA
Temps plein

Harbourfront Wealth is a dynamic industry leader specializing in financial services and wealth management.We are a fast-growing wealth management firm with over $14 billion in assets under administ...Voir plus

 • Offre sponsorisée

Compliance Officer

Skyline Group of CompaniesOakville
Temps plein

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of.Skyline Wealth Management, a division of the Skyline Group of Companies...Voir plus

 • Offre sponsorisée

Compliance Officer - Hoovest Group

Hoovest Groupburlington, on, ca
Temps plein +1

Hoovest Group is a leading financial services firm specializing in wealth management, fund management, insurance, and corporate advisory.Its subsidiary, Corex Financial Inc.Canadian provinces and j...Voir plus

 • Offre sponsorisée • Nouvelle offre

Chief Compliance Officer - Lankin Investments

Lankin Investmentsvaughan, on, ca
Temps plein

Putting People First, Every day.Lankin Investments is a leading Canadian real estate investment & asset management firm with property under management of over $2B consisting of 6,400+ multi-family ...Voir plus

 • Offre sponsorisée

Title Officer – Real Estate Closings & Compliance

First AmericanOakville, ON, CA
Temps plein

A leading title insurance company in Canada is seeking a Title Officer to provide outstanding service to clients via various communication channels.The ideal candidate will have a background in rea...Voir plus