Job Description
:Job description / Description du poste
Preferred skills / Compétences particulières
Qualifications / Compétences
University degree and 5+ years of progressive experience within the financial services sector with wealth products; at least 2 years relevant experience working for an investment or a mutual fund dealer.
Experience working in an OSFI-regulated environment, with alignment to three lines of defense model
Must be currently registered in a supervisory capacity or registered within the past 3 years at the time of hire, with the required current courses to support CIRO registration. Requirements are:
Mutual Fund Dealer Branch Manager proficiency which includes 2 years’ experience in a registered capacity and completion of any one of the following:
Branch Manager’s Course Exam (CSI)
Mutual Fund Branch Manager’s Examination Course Exam (IFSE)
Branch Compliance Officers Course Exam (CSI)
Along with one of the three courses required to be a Dealing Representative of a Mutual Fund Dealer:
Canadian Investment Funds Course Exam
The Canadian Securities Course Exam
The Investment Funds in Canada Exam
Must have one of the below courses as required to supervise Liquid Alts:
The Canadian Securities Course (CSI)
The Derivatives Fundamentals Course Exam (CSI)
Courses required to be a PM from 3.11 of NI 31-103:
CFA
Canadian Investment Manager designation
A bridge exam:
the Investing in Alternative Mutual Funds and Hedge Funds Course (IFSE)
the Alternative Strategies: Hedge Funds & Liquid Alts for Mutual Fund Representatives Course Exam (CSI)
Responsibilities / Responsabilités
Corporate Branch Manager • Sun Life Waterloo King
Our client is seeking a hands-on, people-focused HR Manager to join their growing team in Waterloo.This is a unique opportunity to build and own the HR function from the ground up within a fast-gro... Show more
Management Consultant / Business Strategy Specialist.AI data lab for training frontier models and evaluating AI agents.Experts contribute their diverse subject matter knowledge across domains such ... Show more
Advance your career with TD Bank as an Account Manager II, focusing on agricultural services in a hybrid setting across Ontario.This role concentrates on enhancing customer relations and optimizing... Show more
Superprof is Canada's #1 tutoring platform, and we're actively recruiting passionate tutors! Whether you're a student, a professional, or simply someone who loves teaching, join the largest communi... Show more
Tillsonburg Retirement Residence, Tillsonburg, ON, CA.How do you bring kindness to others every day?”.Join us in our journey of kindness where compassion is our language, and kindness is our legacy... Show more
Train in Elmira's largest 24/7 fitness club.Do you live and breathe by your closing rate?.Does the thought of selling high-value training packages give you goosebumps? Do you pride yourself on bein... Show more
Amir Specialty Poultry (ASP) is the Amir Group’s flagship investment in the future of Canadian halal poultry processing.The Arthur, ON facility is a purpose-built, federally licensed plant — target... Show more
Take charge as a results-driven Restaurant Manager, optimizing team performance and operational efficiency.Drive exceptional customer service standards while managing daily restaurant functions.Thi... Show more
Leads and supports a portfolio of dental practices, driving performance in patient experience, financial outcomes, and team engagement.Requires multi-unit operations leadership and coaching skills. Show more
The General Manager of Sally Creek Lifestyle Homes is responsible for the overall performance of the homebuilding division, including construction execution, financial performance, sales oversight,... Show more
A financial advisory practice in St.Jacobs is seeking a Mid-Senior level professional to enhance client relationships and provide financial planning.The role involves strengthening client ties, off... Show more
General Sales Manager Location: 1201 Dundas St, Woodstock, ON N4S 7V9 (Nissan).Lead the dealership’s sales team to achieve sales goals.Develop top‑tier talent and empower team members.Experience in... Show more
Tri-Mach is a leading provider of sanitary stainless steel solutions, specializing in custom equipment and services for the food, beverage, and pharmaceutical industries.For over 30 years, Tri-Mach... Show more
The Payroll Manager - Operations Lead is responsible for the oversight of day-to-day payroll operations,.This role supports a large, unionized workforce and is accountable for ensuring payroll deli... Show more
Job Title: House Manager with Meal Prep Focus Location: Woodstock, ON (moving to Thorndale, ON near London in Dec/Jan) Employment Type: Part-time | 18–20 hours/week Schedule: 3 days/week (Monday... Show more
Country Road 109, Arthur, Ontario, N0G 1A0.Salary: 58,000 annually / 30 to 40 hours per week.Terms of employment: Permanent, Full time.Shifts: Early morning, Evening, Shift, Flexible hours, Morning... Show more
Start your career with Enterprise Mobility! We are hiring immediately for our respected Management Training Program.Whether you see yourself in sales, business development, customer service, retail... Show more
Join The Erb Group as an Operations Manager overseeing truck maintenance.Drive team performance and enhance shop efficiency from Monday to Friday.As an Operations Manager, your focus will be on ens... Show more
The ideal candidate will have an ability to create and maintain an efficient system of operation to support the business needs.The candidate should be comfortable multitasking and working cross-fun... Show more
Lead and inspire our Summer FC Coaching Team as a Team Lead and Grassroots Soccer Coach! Engage young players aged 3-8 in exciting sessions that build their passion for soccer this summer.As a Team... Show more
